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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

52 hedge funds and large institutions have $94M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

6% more funds holding

Funds holding: 4952 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

29% less capital invested

Capital invested by funds: $132M → $94M (-$38M)

Holders
52
Holders Change
+3
Holders Change %
+6.12%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
21
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$18.1M +$6.69M +130,786 +61%
UBS Group
2
UBS Group
Switzerland
$9.45M +$9.25M +180,788 New
CA
3
Capital Advantage
California
$5.86M +$91.2K +1,782 +2%
ODCM
4
Old Dominion Capital Management
Virginia
$5.57M -$44.4K -868 -0.8%
Bank of America
5
Bank of America
North Carolina
$4.83M -$258K -5,050 -5%
BTS
6
BB&T Securities
Virginia
$3.95M -$317K -6,186 -45%
Jane Street
7
Jane Street
New York
$3.78M +$2.66M +51,910 +254%
AIP
8
ARS Investment Partners
New York
$3.59M +$144K +2,822 +4%
Wells Fargo
9
Wells Fargo
California
$3.32M -$271K -5,302 -8%
Morgan Stanley
10
Morgan Stanley
New York
$3.29M +$975K +19,052 +43%
AMG
11
Asset Management Group
Connecticut
$3.22M +$171K +3,334 +6%
HighTower Advisors
12
HighTower Advisors
Illinois
$3.17M +$186K +3,626 +6%
LPL Financial
13
LPL Financial
California
$2.34M +$361K +7,046 +19%
Citadel Advisors
14
Citadel Advisors
Florida
$2.27M +$2.22M +43,360 New
Bank of New York Mellon
15
Bank of New York Mellon
New York
$2.2M -$16.4K -320 -0.8%
SG Americas Securities
16
SG Americas Securities
New York
$1.89M -$1.62M -31,680 -47%
Ameriprise
17
Ameriprise
Minnesota
$1.82M +$767K +14,990 +76%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.55M -$2.74M -53,634 -64%
PAG
19
Private Advisor Group
New Jersey
$1.53M +$260K +5,076 +21%
CMP
20
Courage Miller Partners
Virginia
$1.45M +$1.41M +27,482 New
DADC
21
D.A. Davidson & Co
Montana
$1.42M -$34K -664 -2%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.26M +$90.2K +1,762 +8%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$900K +$881K +17,220 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$898K +$195K +3,802 +28%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$848K +$80.7K +1,578 +11%

SLY Hedge Fund Activity: Q4 2014 in Review

52 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2014, worth a combined $94M — down 29% from $132M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLY positions and 5 closed out — a net gain of 5 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was State Street, adding an estimated $6.69M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $6.58M sold.

  • 52 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2014, up from 49 in Q3 2014.
  • Funds reported $94M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2014, down 29% quarter-over-quarter.
  • 10 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2014 and 5 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2014 was State Street, an estimated $6.69M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2014 was Susquehanna International Group, an estimated $6.58M sold.

Based on aggregated 13F filings for Q4 2014.