We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

112 hedge funds and large institutions have $356M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 34 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

18% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 34

13% more capital invested

Capital invested by funds: $315M → $356M (+$40.5M)

2% less funds holding

Funds holding: 114112 (-2)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

Holders
112
Holders Change
-2
Holders Change %
-1.75%
% of All Funds
2.57%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
13
Increased
40
Reduced
34
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$40.3M -$706K -10,486 -2%
SMM
2
Stadion Money Management
Georgia
$26.9M -$4.78M -70,980 -15%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$24.3M +$672K +9,976 +3%
UBS Group
4
UBS Group
Switzerland
$16.6M -$169K -2,512 -1%
Ameriprise
5
Ameriprise
Minnesota
$15.6M +$3.24M +48,106 +26%
LPL Financial
6
LPL Financial
California
$14.3M +$1.67M +24,866 +13%
CA
7
Capital Advantage
California
$12.7M -$707K -10,504 -3%
EVM
8
Eaton Vance Management
Massachusetts
$9.26M +$5.97M +88,670 +175%
Morgan Stanley
9
Morgan Stanley
New York
$9.13M -$190K -2,822 -2%
NFC
10
Northeast Financial Consultants
Connecticut
$9.1M +$216K +3,204 +2%
Bank of America
11
Bank of America
North Carolina
$8.73M -$248K -3,682 -3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$8.66M +$6.24M +92,636 +246%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$8.6M +$617K +9,154 +8%
Wells Fargo
14
Wells Fargo
California
$8.47M -$51.6K -766 -0.6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$7.12M -$129K -1,908 -2%
N
16
Natixis
France
$6.65M
JP Morgan Chase
17
JP Morgan Chase
New York
$6.65M +$6.74M +100,000 New
HighTower Advisors
18
HighTower Advisors
Illinois
$6.62M +$115K +1,714 +2%
SB
19
Suntrust Banks
Georgia
$6.56M +$437K +6,482 +7%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$6.25M +$14.3K +212 +0.2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$5.92M +$889K +13,194 +17%
WCG
22
Wall Capital Group
Arizona
$5.89M +$5.97M +88,600 New
WAAG
23
Wealth Alliance Advisory Group
Kansas
$5.57M +$2.85M +42,328 +102%
Comerica Bank
24
Comerica Bank
Texas
$5.35M +$5.24M +77,830 New
ODCM
25
Old Dominion Capital Management
Virginia
$5.05M -$252K -3,738 -5%

SLY Hedge Fund Activity: Q1 2018 in Review

112 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2018, worth a combined $356M — up 13% from $315M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of SLY and 13 opened new positions — a net loss of 2 holders — while 34 trimmed existing stakes and 40 added.

The largest buyer was JP Morgan Chase, opening a new position worth an estimated $6.74M. The largest seller was Stadion Money Management, cutting an estimated $4.78M.

  • 112 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2018, down from 114 in Q4 2017.
  • Funds reported $356M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2018, up 13% quarter-over-quarter.
  • 13 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2018 and 15 closed out, a net change of -2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2018 was JP Morgan Chase, an estimated $6.74M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2018 was Stadion Money Management, an estimated $4.78M sold.

Based on aggregated 13F filings for Q1 2018.