We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

260 hedge funds and large institutions have $808M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2022 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 103 increasing their positions, 64 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 64

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

3% less funds holding

Funds holding: 267260 (-7)

8% less capital invested

Capital invested by funds: $880M → $808M (-$72.5M)

17% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 29

Holders
260
Holders Change
-7
Holders Change %
-2.62%
% of All Funds
4.48%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
24
Increased
103
Reduced
64
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$99M +$6.72M +79,798 +6%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$46M +$853K +10,136 +2%
CAG
3
Crestwood Advisors Group
Massachusetts
$37.8M -$111K -1,313 -0.3%
OIA
4
OneDigital Investment Advisors
Kansas
$36.4M -$3M -35,684 -7%
Morgan Stanley
5
Morgan Stanley
New York
$31.2M +$439K +5,217 +1%
Ameriprise
6
Ameriprise
Minnesota
$29.6M +$3.71M +44,002 +13%
Bank of America
7
Bank of America
North Carolina
$28.9M -$1.39M -16,511 -4%
RW
8
RVW Wealth
California
$24.9M -$144K -1,707 -0.5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$23.3M -$1.67M -19,825 -6%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$19.6M +$5.42M +64,367 +33%
GKWIM
11
Gerber Kawasaki Wealth & Investment Management
California
$18.9M +$756K +8,977 +4%
DC
12
Davenport & Co
Virginia
$18.4M +$1.44M +17,091 +8%
UBS Group
13
UBS Group
Switzerland
$17.8M +$713K +8,471 +4%
State Street
14
State Street
Massachusetts
$14.9M -$11.7M -139,058 -41%
CSPIA
15
Cary Street Partners Investment Advisory
Virginia
$12.8M +$1.02M +12,108 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$12.6M +$2.12M +25,227 +18%
HighTower Advisors
17
HighTower Advisors
Illinois
$12.5M +$148K +1,757 +1%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$12.2M +$639K +7,592 +5%
PAG
19
Private Advisor Group
New Jersey
$11.7M +$1.38M +16,414 +12%
BS
20
Banco Santander
Spain
$11M -$105K -1,250 -0.9%
Goldman Sachs
21
Goldman Sachs
New York
$10.8M +$204K +2,417 +2%
EVM
22
Eaton Vance Management
Massachusetts
$10.6M +$12K +142 +0.1%
TMWM
23
Taylor & Morgan Wealth Management
Michigan
$9.27M -$1.16M -13,783 -10%
Wells Fargo
24
Wells Fargo
California
$8.77M +$666K +7,914 +7%
WCG
25
Wall Capital Group
Arizona
$8.07M -$4.5M -53,421 -34%

SLY Hedge Fund Activity: Q3 2022 in Review

260 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2022, worth a combined $808M — down 8.2% from $880M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of SLY and 24 opened new positions — a net loss of 5 holders — while 64 trimmed existing stakes and 103 added.

The largest buyer was CFS Investment Advisory Services, opening a new position worth an estimated $138M. The largest seller was Citadel Advisors, cutting an estimated $30.1M.

  • 260 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2022, down from 267 in Q2 2022.
  • Funds reported $808M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2022, down 8.2% quarter-over-quarter.
  • 24 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2022 and 29 closed out, a net change of -5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2022 was CFS Investment Advisory Services, an estimated $138M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2022 was Citadel Advisors, an estimated $30.1M sold.

Based on aggregated 13F filings for Q3 2022.