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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

206 hedge funds and large institutions have $655M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 49 increasing their positions, 62 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 13

41% more capital invested

Capital invested by funds: $463M → $655M (+$192M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

18% more funds holding

Funds holding: 174206 (+32)

21% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 62

Holders
206
Holders Change
+32
Holders Change %
+18.39%
% of All Funds
3.65%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
47
Increased
49
Reduced
62
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$55.4M +$10.8M +151,629 +28%
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$46.4M -$1.15M -16,192 -3%
CAG
3
Crestwood Advisors Group
Massachusetts
$42M -$305K -4,286 -0.8%
Bank of America
4
Bank of America
North Carolina
$41.9M +$13.7M +192,755 +58%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$32.2M -$231K -3,238 -0.8%
OIA
6
OneDigital Investment Advisors
Kansas
$32.1M -$619K -8,685 -2%
Morgan Stanley
7
Morgan Stanley
New York
$28.6M +$1.55M +21,819 +6%
State Street
8
State Street
Massachusetts
$20.1M +$3.24M +45,466 +22%
RW
9
RVW Wealth
California
$20M +$230K +3,230 +1%
WCG
10
Wall Capital Group
Arizona
$18.2M +$35K +491 +0.2%
PAG
11
Private Advisor Group
New Jersey
$15.9M +$1.51M +21,193 +12%
UBS Group
12
UBS Group
Switzerland
$15.4M +$377K +5,292 +3%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$15.3M
Ameriprise
14
Ameriprise
Minnesota
$12.9M +$526K +7,383 +5%
HighTower Advisors
15
HighTower Advisors
Illinois
$12.8M +$795K +11,165 +7%
ODCM
16
Old Dominion Capital Management
Virginia
$11.5M +$115K +1,615 +1%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$10.7M -$400K -5,611 -4%
Wells Fargo
18
Wells Fargo
California
$10.6M -$238K -3,348 -2%
EVM
19
Eaton Vance Management
Massachusetts
$9.38M -$2.78K -39 -0%
ACA
20
Affinity Capital Advisors
California
$7.61M -$894K -12,557 -12%
JFS
21
JD Financial Services
Pennsylvania
$7.13M +$6.38M +89,607 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$7.07M +$362K +5,081 +6%
MFG
23
Magnus Financial Group
New York
$6.39M
CIC
24
Carnegie Investment Counsel
Ohio
$6.39M +$247K +3,465 +5%
DC
25
Davenport & Co
Virginia
$5.93M +$213K +2,996 +4%

SLY Hedge Fund Activity: Q4 2020 in Review

206 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2020, worth a combined $655M — up 41% from $463M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SLY positions and 13 closed out — a net gain of 34 holders — while 49 added to existing stakes and 62 trimmed.

The largest buyer was Bank of America, adding an estimated $13.7M. The largest seller was Avantax Advisory Services, cutting an estimated $11.1M.

  • 206 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2020, up from 174 in Q3 2020.
  • Funds reported $655M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2020, up 41% quarter-over-quarter.
  • 47 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2020 and 13 closed out, a net change of +34 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2020 was Bank of America, an estimated $13.7M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2020 was Avantax Advisory Services, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2020.