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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

90 hedge funds and large institutions have $338M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 17

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

49% more capital invested

Capital invested by funds: $228M → $338M (+$111M)

17% more funds holding

Funds holding: 7790 (+13)

Holders
90
Holders Change
+13
Holders Change %
+16.88%
% of All Funds
2.24%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
18
Increased
34
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AssetMark Inc
1
AssetMark Inc
California
$91.7M +$91.6M +1,512,152 New
State Street
2
State Street
Massachusetts
$34.7M +$2.12M +35,048 +7%
UBS Group
3
UBS Group
Switzerland
$18.8M -$798K -13,176 -4%
SMM
4
Stadion Money Management
Georgia
$16.5M -$1.85M -30,478 -10%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$13M +$2.12M +35,012 +20%
Ameriprise
6
Ameriprise
Minnesota
$12.2M +$1.07M +17,638 +10%
CA
7
Capital Advantage
California
$11.8M +$9.59M +158,456 +86%
Jane Street
8
Jane Street
New York
$11.6M +$11.5M +190,726 New
Wells Fargo
9
Wells Fargo
California
$9.52M -$402K -6,634 -4%
Bank of America
10
Bank of America
North Carolina
$8.21M +$2.29M +37,780 +39%
LPL Financial
11
LPL Financial
California
$6.89M +$2.1M +34,686 +43%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$6.88M +$570K +9,420 +9%
JMPWA
13
JP Morgan Private Wealth Advisors
California
$6.54M +$601K +9,924 +10%
Morgan Stanley
14
Morgan Stanley
New York
$6.37M +$1.23M +20,240 +24%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$6.25M +$470K +7,770 +8%
HighTower Advisors
16
HighTower Advisors
Illinois
$5.62M +$66K +1,090 +1%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$5.41M +$202K +3,342 +4%
ODCM
18
Old Dominion Capital Management
Virginia
$5.21M -$178K -2,936 -3%
NFC
19
Northeast Financial Consultants
Connecticut
$4.46M +$1.1M +18,220 +33%
AMG
20
Asset Management Group
Connecticut
$4.19M +$128K +2,110 +3%
RJA
21
Raymond James & Associates
Florida
$3.75M +$208K +3,442 +6%
SB
22
Suntrust Banks
Georgia
$3.73M +$1.08M +17,850 +41%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$3.59M +$686K +11,326 +24%
WIC
24
Whitegate Investment Counselors
New Hampshire
$3.46M +$787K +12,998 +29%
DADC
25
D.A. Davidson & Co
Montana
$3.08M +$128K +2,122 +4%

SLY Hedge Fund Activity: Q1 2017 in Review

90 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2017, worth a combined $338M — up 49% from $228M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SLY positions and 4 closed out — a net gain of 14 holders — while 34 added to existing stakes and 17 trimmed.

The largest buyer was AssetMark Inc, opening a new position worth an estimated $91.6M. The largest seller was Susquehanna International Group, cutting an estimated $3.27M.

  • 90 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2017, up from 77 in Q4 2016.
  • Funds reported $338M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2017, up 49% quarter-over-quarter.
  • 18 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2017 and 4 closed out, a net change of +14 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2017 was AssetMark Inc, an estimated $91.6M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2017 was Susquehanna International Group, an estimated $3.27M sold.

Based on aggregated 13F filings for Q1 2017.