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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

86 hedge funds and large institutions have $299M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

10% more capital invested

Capital invested by funds: $271M → $299M (+$28.1M)

5% less funds holding

Funds holding: 9186 (-5)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
86
Holders Change
-5
Holders Change %
-5.49%
% of All Funds
2.14%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
5
Increased
43
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$42.7M +$135K +2,198 +0.3%
SMM
2
Stadion Money Management
Georgia
$29.8M +$331K +5,384 +1%
UBS Group
3
UBS Group
Switzerland
$21.4M +$822K +13,360 +4%
PNC Financial Services Group
4
PNC Financial Services Group
Pennsylvania
$21.1M +$2.55M +41,404 +15%
Ameriprise
5
Ameriprise
Minnesota
$12.8M -$407K -6,612 -3%
CA
6
Capital Advantage
California
$12.6M +$101K +1,642 +0.5%
LPL Financial
7
LPL Financial
California
$10.5M +$613K +9,974 +7%
Bank of America
8
Bank of America
North Carolina
$9.96M +$440K +7,154 +5%
Wells Fargo
9
Wells Fargo
California
$9.02M -$582K -9,462 -6%
Morgan Stanley
10
Morgan Stanley
New York
$8.8M +$948K +15,416 +13%
NFC
11
Northeast Financial Consultants
Connecticut
$7.53M +$1.48M +24,042 +26%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$7.37M +$109K +1,768 +2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$7.36M +$440K +7,160 +7%
N
14
Natixis
France
$6.49M
HighTower Advisors
15
HighTower Advisors
Illinois
$6.3M +$171K +2,774 +3%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.02M +$294K +4,788 +5%
SB
17
Suntrust Banks
Georgia
$5.64M +$395K +6,426 +8%
ODCM
18
Old Dominion Capital Management
Virginia
$5.27M -$239K -3,880 -5%
AMG
19
Asset Management Group
Connecticut
$4.54M -$63.2K -1,028 -1%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$4.39M +$466K +7,570 +13%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$4.2M -$99.3K -1,614 -2%
WIC
22
Whitegate Investment Counselors
New Hampshire
$3.73M -$7.38K -120 -0.2%
RJA
23
Raymond James & Associates
Florida
$3.68M -$497K -8,084 -13%
CIC
24
Carnegie Investment Counsel
Ohio
$3.66M +$498K +8,100 +17%
DADC
25
D.A. Davidson & Co
Montana
$3.46M +$27.3K +444 +0.8%

SLY Hedge Fund Activity: Q3 2017 in Review

86 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2017, worth a combined $299M — up 10% from $271M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SLY and 5 opened new positions — a net loss of 4 holders — while 20 trimmed existing stakes and 43 added.

The largest buyer was PNC Financial Services Group, adding an estimated $2.55M. The largest seller was National Planning Corporation, exiting entirely with an estimated $1.18M sold.

  • 86 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2017, down from 91 in Q2 2017.
  • Funds reported $299M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2017, up 10% quarter-over-quarter.
  • 5 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2017 and 9 closed out, a net change of -4 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2017 was PNC Financial Services Group, an estimated $2.55M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2017 was National Planning Corporation, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2017.