National Planning Corporation’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

National Planning Corporation’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-18,930	Closed	-$1.18M	–	793
2017 Q2	$1.18M	Buy	+18,930	New	+$1.15M	0.09%	237
2016 Q3	–	Sell	-3,730	Closed	-$202K	–	717
2016 Q2	$202K	Buy	+3,730	New	+$191K	0.02%	602
2016 Q1	–	Sell	-5,654	Closed	-$253K	–	774
2015 Q4	$253K	Buy	5,654 +678	+14%	+$34.9K	0.02%	564
2015 Q3	$264K	Sell	4,976 -400	-7%	-$20.8K	0.02%	490
2015 Q2	$286K	Buy	5,376 +800	+17%	+$43.4K	0.03%	493
2015 Q1	$242K	Sell	4,576 -400	-8%	-$21K	0.02%	539
2014 Q4	$253K	Sell	4,976 -208	-4%	-$10.6K	0.02%	587
2014 Q3	$255K	Sell	5,184 -3,440	-40%	-$176K	0.02%	603
2014 Q2	$453K	Sell	8,624 -1,644	-16%	-$83.6K	0.04%	435
2014 Q1	$542K	Buy	10,268 +1,044	+11%	+$53.1K	0.05%	352
2013 Q4	$476K	Buy	9,224 +4,286	+87%	+$215K	0.04%	377
2013 Q3	$241K	Buy	+4,938	New	+$229K	0.02%	541

Other funds holding SLY

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Capital Advantage Walnut Creek, California $820M AUM 20.6% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

National Planning Corporation's SLY Position: Q3 2017 in Review

National Planning Corporation sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q3 2017, closing a stake of 18,930 shares — an estimated $1.18M sold.

National Planning Corporation first reported a position in SLY in Q3 2013 and held it in 12 quarters. The position peaked at $1.18M in Q2 2017. 86 funds tracked by Wall St. Rank hold SLY as of Q3 2017.

National Planning Corporation reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 18,930 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2017, an estimated $1.18M.
National Planning Corporation first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q3 2013 and held it in 12 quarters.
National Planning Corporation's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $1.18M in Q2 2017.
86 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.