National Planning Corporation’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2017
Q3
Sell
2017
Q2
$1.18M Buy
2016
Q3
Sell
2016
Q2
$202K Buy
2016
Q1
Sell
2015
Q4
$253K Buy
2015
Q3
$264K Sell
2015
Q2
$286K Buy
2015
Q1
$242K Sell
2014
Q4
$253K Sell
2014
Q3
$255K Sell
2014
Q2
$453K Sell
2014
Q1
$542K Buy
2013
Q4
$476K Buy
2013
Q3
$241K Buy