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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

69 hedge funds and large institutions have $161M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 33 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 14

26% more capital invested

Capital invested by funds: $128M → $161M (+$32.8M)

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less funds holding

Funds holding: 7069 (-1)

Holders
69
Holders Change
-1
Holders Change %
-1.43%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
8
Increased
33
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$18.3M -$565K -10,304 -3%
UBS Group
2
UBS Group
Switzerland
$16.9M +$1.08M +19,704 +7%
CA
3
Capital Advantage
California
$11.5M -$149K -2,710 -1%
Ameriprise
4
Ameriprise
Minnesota
$9.13M +$641K +11,688 +8%
Wells Fargo
5
Wells Fargo
California
$7.22M +$2.31M +42,038 +48%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$6.16M +$1.15M +21,008 +23%
SMM
7
Stadion Money Management
Georgia
$5.45M +$5.36M +97,698 New
Citadel Advisors
8
Citadel Advisors
Florida
$5.39M +$5.3M +96,682 New
ODCM
9
Old Dominion Capital Management
Virginia
$5.2M +$42K +766 +0.8%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$4.96M +$96.5K +1,760 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$4.78M +$4.7M +85,606 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.73M +$82.8K +1,510 +2%
Morgan Stanley
13
Morgan Stanley
New York
$3.65M +$258K +4,710 +8%
AIP
14
ARS Investment Partners
New York
$3.6M +$96.4K +1,758 +3%
AMG
15
Asset Management Group
Connecticut
$3.54M +$73.5K +1,340 +2%
Bank of America
16
Bank of America
North Carolina
$3.46M -$711K -12,966 -17%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$3.41M +$637K +11,610 +23%
LPL Financial
18
LPL Financial
California
$3.14M +$208K +3,788 +7%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$3.09M +$224K +4,084 +8%
RJA
20
Raymond James & Associates
Florida
$2.65M +$370K +6,746 +17%
WIC
21
Whitegate Investment Counselors
New Hampshire
$2.54M +$12.2K +222 +0.5%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.5M +$730K +13,302 +42%
DADC
23
D.A. Davidson & Co
Montana
$2.49M -$27.1K -494 -1%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$2.46M +$327K +5,970 +16%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$2.38M +$61.8K +1,126 +3%

SLY Hedge Fund Activity: Q3 2016 in Review

69 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2016, worth a combined $161M — up 26% from $128M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SLY positions and 7 closed out — a net gain of 1 holder — while 33 added to existing stakes and 14 trimmed.

The largest buyer was Stadion Money Management, opening a new position worth an estimated $5.36M. The largest seller was JP Morgan Chase, cutting an estimated $1.45M.

  • 69 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2016, down from 70 in Q2 2016.
  • Funds reported $161M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2016, up 26% quarter-over-quarter.
  • 8 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2016 and 7 closed out, a net change of +1 holder.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2016 was Stadion Money Management, an estimated $5.36M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2016 was JP Morgan Chase, an estimated $1.45M sold.

Based on aggregated 13F filings for Q3 2016.