SII Investments’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

SII Investments’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-6,734	Closed	-$351K	–	661
2016 Q2	$351K	Buy	6,734 +20	+0.3%	+$1.02K	0.03%	401
2016 Q1	$340K	Buy	6,714 +24	+0.4%	+$1.13K	0.03%	399
2015 Q4	$332K	Buy	6,690 +476	+8%	+$24.5K	0.04%	334
2015 Q3	$303K	Buy	6,214 +20	+0.3%	+$1.04K	0.03%	400
2015 Q2	$336K	Buy	+6,194	New	+$336K	0.04%	363

Other funds holding SLY

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital Advantage Walnut Creek, California $820M AUM 20.6% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

ODCM

Old Dominion Capital Management Charlottesville, Virginia $467M AUM 25.94% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SII Investments's SLY Position: Q3 2016 in Review

SII Investments sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q3 2016, closing a stake of 6,734 shares — an estimated $351K sold.

SII Investments first reported a position in SLY in Q2 2015 and held it in 5 quarters. The position peaked at $351K in Q2 2016. 69 funds tracked by Wall St. Rank hold SLY as of Q3 2016.

SII Investments reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q3 2016 after selling out during the quarter.
SII Investments sold 6,734 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2016, an estimated $351K.
SII Investments first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2015 and held it in 5 quarters.
SII Investments's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $351K in Q2 2016.
69 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2016.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.