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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

114 hedge funds and large institutions have $315M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2017 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 36 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

725% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 4

50% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 24

33% more funds holding

Funds holding: 86114 (+28)

6% more capital invested

Capital invested by funds: $299M → $315M (+$16.9M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

Holders
114
Holders Change
+28
Holders Change %
+32.56%
% of All Funds
2.59%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
33
Increased
36
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
1
State Street
Massachusetts
$41M -$2.6M -39,374 -6%
SMM
2
Stadion Money Management
Georgia
$31.6M +$1.17M +17,700 +4%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$23.6M +$1.99M +30,132 +9%
UBS Group
4
UBS Group
Switzerland
$16.7M -$5.13M -77,734 -24%
CA
5
Capital Advantage
California
$13.1M +$100K +1,518 +0.4%
LPL Financial
6
LPL Financial
California
$12.7M +$1.94M +29,420 +18%
Ameriprise
7
Ameriprise
Minnesota
$12.4M -$603K -9,132 -5%
Morgan Stanley
8
Morgan Stanley
New York
$9.31M +$314K +4,750 +4%
Bank of America
9
Bank of America
North Carolina
$8.97M -$1.2M -18,248 -12%
NFC
10
Northeast Financial Consultants
Connecticut
$8.89M +$1.18M +17,910 +15%
Wells Fargo
11
Wells Fargo
California
$8.52M -$691K -10,472 -8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$8M +$469K +7,106 +6%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.24M -$290K -4,386 -4%
N
14
Natixis
France
$6.69M
HighTower Advisors
15
HighTower Advisors
Illinois
$6.5M +$57.6K +872 +0.9%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.24M +$87.4K +1,324 +1%
SB
17
Suntrust Banks
Georgia
$6.13M +$365K +5,530 +6%
ODCM
18
Old Dominion Capital Management
Virginia
$5.3M -$84.5K -1,280 -2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$5.05M +$552K +8,354 +12%
AMG
20
Asset Management Group
Connecticut
$4.79M +$150K +2,268 +3%
RJA
21
Raymond James & Associates
Florida
$4.17M +$406K +6,156 +11%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$4.1M -$192K -2,904 -5%
CIC
23
Carnegie Investment Counsel
Ohio
$4.02M +$372K +5,640 +10%
WIC
24
Whitegate Investment Counselors
New Hampshire
$3.81M -$7K -106 -0.2%
DADC
25
D.A. Davidson & Co
Montana
$3.6M +$62.6K +948 +2%

SLY Hedge Fund Activity: Q4 2017 in Review

114 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2017, worth a combined $315M — up 5.6% from $299M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new SLY positions and 4 closed out — a net gain of 29 holders — while 36 added to existing stakes and 24 trimmed.

The largest buyer was Eaton Vance Management, adding an estimated $2.61M. The largest seller was UBS Group, cutting an estimated $5.13M.

  • 114 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2017, up from 86 in Q3 2017.
  • Funds reported $315M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2017, up 5.6% quarter-over-quarter.
  • 33 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2017 and 4 closed out, a net change of +29 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2017 was Eaton Vance Management, an estimated $2.61M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2017 was UBS Group, an estimated $5.13M sold.

Based on aggregated 13F filings for Q4 2017.