1832 Asset Management’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

1832 Asset Management’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-22,000	Closed	-$1.47M	–	791
2019 Q2	$1.47M	Sell	22,000 -2,600	-11%	-$175K	﹤0.01%	438
2019 Q1	$1.65M	Sell	24,600 -43,617	-64%	-$2.9M	0.01%	358
2018 Q4	$4.09M	Sell	68,217 -41,300	-38%	-$2.76M	0.02%	293
2018 Q3	$8.27M	Buy	109,517 +32,800	+43%	+$2.49M	0.03%	246
2018 Q2	$5.54M	Buy	+76,717	New	+$5.41M	0.02%	283

Other funds holding SLY

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NFC

Northeast Financial Consultants Westport, Connecticut $2.45B AUM 15.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

1832 Asset Management's SLY Position: Q3 2019 in Review

1832 Asset Management sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q3 2019, closing a stake of 22,000 shares — an estimated $1.47M sold.

1832 Asset Management first reported a position in SLY in Q2 2018 and held it in 5 quarters. The position peaked at $8.27M in Q3 2018. 154 funds tracked by Wall St. Rank hold SLY as of Q3 2019.

1832 Asset Management reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q3 2019 after selling out during the quarter.
1832 Asset Management sold 22,000 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q3 2019, an estimated $1.47M.
1832 Asset Management first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q2 2018 and held it in 5 quarters.
1832 Asset Management's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $8.27M in Q3 2018.
154 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q3 2019.

Based on 1832 Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.