We are live on ! Find out more
SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6.04B
This Fund
S&P 500
This Quarter Est. Return
+5.79%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.04B
AUM Growth
+$523M
Cap. Flow
+$277M
Cap. Flow %
4.59%
Top 10 Hldgs %
16.2%
Holding
1,579
New
203
Increased
668
Reduced
540
Closed
104

Top Buys

Rank Stock Value
1
SF
Stifel
SF
+$94.2M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$40.4M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$26.3M
4
BMO icon
Bank of Montreal
BMO
+$22.1M
5
MSFT icon
Microsoft
MSFT
+$20.5M

Top Sells

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$31.3M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$28.3M
3
JNJ icon
Johnson & Johnson
JNJ
+$21M
4
TTE icon
TotalEnergies
TTE
+$19.9M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 10.78%
2 Energy 8.76%
3 Healthcare 7.99%
4 Industrials 7.84%
5 Consumer Staples 6.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWR icon
951
Quaker Houghton
KWR
$2.89B
$440K 0.01%
6,028
– –
SWFT
952
PUT
DELISTED
Swift Transportation Company
SWFT
$440K 0.01%
+20,200
New +$368K
DTD icon
953
WisdomTree US Total Dividend Fund
DTD
$1.67B
$440K 0.01%
14,238
– –
FUND
954
Sprott Focus Trust
FUND
$298M
$439K 0.01%
61,590
-7,862
-11% -$56K
EGN
955
DELISTED
Energen
EGN
$438K 0.01%
5,736
-300
-5% -$19.4K
IGLB icon
956
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.82B
$438K 0.01%
+7,887
New +$436K
SPIL
957
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$438K 0.01%
75,757
+1,400
+2% +$7.96K
DWM icon
958
WisdomTree International Equity Fund
DWM
$682M
$436K 0.01%
8,440
+102
+1% +$5.04K
PIE icon
959
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$234M
$434K 0.01%
24,040
-111,096
-82% -$2.01M
PFX icon
960
PhenixFIN
PFX
$434K 0.01%
1,575
-50
-3% -$13.9K
PBT
961
Permian Basin Royalty Trust
PBT
$1.41B
$434K 0.01%
30,477
+600
+2% +$8.12K
VIV icon
962
Telefônica Brasil
VIV
$20.3B
$433K 0.01%
19,308
+2,898
+18% +$62.4K
REGN icon
963
Regeneron Pharmaceuticals
REGN
$78.2B
$433K 0.01%
1,384
+144
+12% +$37.9K
ROP icon
964
Roper Technologies
ROP
$38.8B
$432K 0.01%
3,254
+14
+0.4% +$1.8K
FMD
965
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$430K 0.01%
52,422
+23,902
+84% +$296K
IQI icon
966
Invesco Quality Municipal Securities
IQI
$521M
$429K 0.01%
37,126
-2,000
-5% -$22.7K
EQIX icon
967
Equinix
EQIX
$102B
$428K 0.01%
2,333
-12,768
-85% -$2.31M
VALE icon
968
Vale
VALE
$62B
$428K 0.01%
27,443
-4,136
-13% -$61.2K
KRG icon
969
Kite Realty
KRG
$5.69B
$428K 0.01%
18,051
-250
-1% -$5.88K
ESPR
970
DELISTED
Esperion Therapeutics
ESPR
$427K 0.01%
+22,627
New +$380K
PMT
971
PennyMac Mortgage Investment
PMT
$823M
$427K 0.01%
18,809
+1,560
+9% +$34.1K
WTRG icon
972
Essential Utilities
WTRG
$11B
$426K 0.01%
17,236
+136
+0.8% +$3.47K
FSD
973
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$425K 0.01%
24,240
+3,592
+17% +$62.3K
RCL icon
974
Royal Caribbean
RCL
$86.7B
$425K 0.01%
11,104
+376
+4% +$14.1K
TRNM
975
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$424K 0.01%
13,983
-1,446
-9% -$43.1K
37 38
39
40 41

Similar funds

SAM
Scotia Asset Management Toronto, Ontario, Canada $2B AUM
WPSC
W.P. Stewart & Co New York $1.89B AUM
FAMT
Fenimore Asset Management Trust Cobleskill, New York $1.65B AUM
FC
Fiera Capital New York $1.53B AUM
QCM
Quaker Capital Management Canonsburg, Pennsylvania $945M AUM
MCM
Montibus Capital Management Portland, Oregon $926M AUM
KCA
KKR Credit Advisors San Francisco, California $796M AUM
GOFM
GGC Opportunity Fund Management San Francisco, California $526M AUM

Stifel Nicolaus & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Stifel Nicolaus & Co held 1,579 positions worth $6.04B, up 9.5% from $5.52B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Nicolaus & Co deployed $277M of net new capital in Q3 2013, opening 203 new positions and adding to 668 existing holdings. Its largest new stake was Nabors Industries: 18,765 shares worth $15.1M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Vanguard FTSE All-World ex-US ETF, an estimated $31.3M trimmed.

  • Stifel Nicolaus & Co's largest Q3 2013 buy was Nabors Industries: 18,765 shares worth $15.1M.
  • Stifel Nicolaus & Co added most to Stifel in Q3 2013, an estimated $94.2M increase.
  • Stifel Nicolaus & Co's biggest Q3 2013 reduction was Vanguard FTSE All-World ex-US ETF, cutting an estimated $31.3M.
  • Stifel Nicolaus & Co fully exited WisdomTree Europe Hedged Equity Fund in Q3 2013, selling an estimated $11.5M.
  • Stifel Nicolaus & Co's ten largest holdings make up 16% of its $6.04B portfolio in Q3 2013.
  • Stifel Nicolaus & Co opened 203 new positions and closed 104 in Q3 2013.
  • Stifel Nicolaus & Co's portfolio value rose 9.5% quarter-over-quarter to $6.04B.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.