SNC

Stifel Nicolaus & Co Portfolio holdings

AUM $6B
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$6B
AUM Growth
+$580M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,571
New
Increased
Reduced
Closed

Top Buys

1
+$98.8M
2
+$42.2M
3
+$26.4M
4
BMO icon
Bank of Montreal
BMO
+$23.6M
5
MSFT icon
Microsoft
MSFT
+$20.8M

Top Sells

1
+$32.4M
2
+$28.4M
3
+$21.3M
4
JNJ icon
Johnson & Johnson
JNJ
+$20.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$18.6M

Sector Composition

1 Technology 11.2%
2 Energy 8.81%
3 Healthcare 8.05%
4 Industrials 7.54%
5 Consumer Staples 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
951
Sprott Focus Trust
FUND
$242M
$439K 0.01%
61,590
-7,862
EGN
952
DELISTED
Energen
EGN
$438K 0.01%
5,736
-300
IGLB icon
953
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.57B
$438K 0.01%
+7,887
SPIL
954
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$438K 0.01%
75,757
+1,400
DWM icon
955
WisdomTree International Equity Fund
DWM
$594M
$436K 0.01%
8,440
+102
PIE icon
956
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$118M
$434K 0.01%
24,040
-111,096
PFX icon
957
PhenixFIN
PFX
$86.5M
$434K 0.01%
1,575
-50
PBT
958
Permian Basin Royalty Trust
PBT
$852M
$434K 0.01%
30,477
+600
VIV icon
959
Telefônica Brasil
VIV
$19.6B
$433K 0.01%
19,308
+2,898
REGN icon
960
Regeneron Pharmaceuticals
REGN
$66B
$433K 0.01%
1,384
+144
ROP icon
961
Roper Technologies
ROP
$48.4B
$432K 0.01%
3,254
+14
FMD
962
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$430K 0.01%
52,422
+23,902
IQI icon
963
Invesco Quality Municipal Securities
IQI
$529M
$429K 0.01%
37,126
-2,000
EQIX icon
964
Equinix
EQIX
$81.5B
$428K 0.01%
2,333
-12,768
VALE icon
965
Vale
VALE
$51B
$428K 0.01%
27,443
-4,136
KRG icon
966
Kite Realty
KRG
$4.78B
$428K 0.01%
18,051
-250
ESPR icon
967
Esperion Therapeutics
ESPR
$660M
$427K 0.01%
+22,627
PMT
968
PennyMac Mortgage Investment
PMT
$1.06B
$427K 0.01%
18,809
+1,560
WTRG icon
969
Essential Utilities
WTRG
$10.9B
$426K 0.01%
17,236
+136
FSD
970
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$425K 0.01%
24,240
+3,592
RCL icon
971
Royal Caribbean
RCL
$70.2B
$425K 0.01%
11,104
+376
TRNM
972
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
$424K 0.01%
13,983
-1,446
VGK icon
973
Vanguard FTSE Europe ETF
VGK
$27.1B
$423K 0.01%
+7,770
MCK icon
974
McKesson
MCK
$105B
$423K 0.01%
3,300
+1,082
DLS icon
975
WisdomTree International SmallCap Dividend Fund
DLS
$999M
$421K 0.01%
7,013
+2,988
37 38
39
40 41