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Stifel Nicolaus & Co’s PhenixFIN PFX Stock Holding History

Stifel Nicolaus & Co’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$434K Sell
1,575
-50
-3% -$13.9K 0.01% 962
2013
Q2 		$441K Buy
+1,625
New +$475K 0.01% 904

Other funds holding PFX

ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

Stifel Nicolaus & Co's PFX Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its PhenixFIN (PFX) stake by 3.1% in Q3 2013, selling an estimated $13.9K and leaving 1,575 shares worth $434K. The position accounts for 0.01% of the portfolio, ranked #962.

Stifel Nicolaus & Co first reported a position in PFX in Q2 2013 and has held it in 2 quarters since. The position peaked at $441K in Q2 2013. 99 funds tracked by Wall St. Rank hold PFX as of Q3 2013.

  • Stifel Nicolaus & Co held 1,575 shares of PhenixFIN worth $434K as of Q3 2013.
  • Stifel Nicolaus & Co sold 50 PhenixFIN shares in Q3 2013, an estimated $13.9K.
  • PhenixFIN made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #962 holding.
  • Stifel Nicolaus & Co first reported a position in PhenixFIN in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's PhenixFIN position peaked at $441K in Q2 2013.
  • 99 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.