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PhenixFIN
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Overview Fund Activity

94 hedge funds and large institutions have $197M invested in PhenixFIN in 2013 Q2 according to their latest regulatory filings, with 94 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
94
Holders Change
+94
Holders Change %
–
% of All Funds
3.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
94
Increased
–
Reduced
–
Closed
–
Calls
$151K
Puts
$39K
Net Calls
+$112K
Net Calls Change
+$112K

Top Buyers

1
ClearBridge Investments
1
ClearBridge Investments
New York
$20.4M
2
Ameriprise
2
Ameriprise
Minnesota
$16.1M
3
State Street
3
State Street
Massachusetts
$10.3M
4
CIM
4
Confluence Investment Management
Missouri
$10M
5
BFA
5
BlackRock Fund Advisors
California
$9.99M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
ClearBridge Investments
1
ClearBridge Investments
New York
$20.4M 1,502,710 +1,502,710 New
Ameriprise
2
Ameriprise
Minnesota
$16.1M 1,183,817 +1,183,817 New
State Street
3
State Street
Massachusetts
$10.3M 754,912 +754,912 New
CIM
4
Confluence Investment Management
Missouri
$10M 737,133 +737,133 New
BFA
5
BlackRock Fund Advisors
California
$9.99M 735,713 +735,713 New
U
6
UBS
Switzerland
$9.33M 686,813 +686,813 New
Invesco
7
Invesco
Georgia
$8.82M 649,815 +649,815 New
HCM
8
Hilton Capital Management
New York
$7.32M 539,307 +539,307 New
Nuveen Asset Management
9
Nuveen Asset Management
Illinois
$6.67M 491,240 +491,240 New
AAM
10
Advisors Asset Management
Colorado
$6.54M 481,553 +481,553 New
Principal Financial Group
11
Principal Financial Group
Iowa
$6.52M 480,005 +480,005 New
YMRC
12
Yorktown Management & Research Company
Virginia
$6.29M 463,500 +463,500 New
NIMC
13
NWQ Investment Management Company
California
$5.92M 436,118 +436,118 New
KCM
14
Kennedy Capital Management
Missouri
$5.9M 434,416 +434,416 New
Northern Trust
15
Northern Trust
Illinois
$5.48M 403,558 +403,558 New
BIT
16
BlackRock Institutional Trust
California
$5.05M 372,040 +372,040 New
Wells Fargo
17
Wells Fargo
California
$4.67M 344,094 +344,094 New
UOC
18
UBS O'Connor
Illinois
$4.48M 329,529 +329,529 New
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.81M 280,231 +280,231 New
Vanguard Group
20
Vanguard Group
Pennsylvania
$3.43M 252,769 +252,769 New
Allianz Asset Management
21
Allianz Asset Management
Germany
$3.36M 247,129 +247,129 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$3.31M 243,830 +243,830 New
CS
23
Credit Suisse
Switzerland
$2.75M 202,355 +202,355 New
Morgan Stanley
24
Morgan Stanley
New York
$2.39M 175,767 +175,767 New
WFI
25
West Family Investments
California
$2.17M 159,611 +159,611 New
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