We are live on ! Find out more
PFX icon

PhenixFIN

94 hedge funds and large institutions have $197M invested in PhenixFIN in 2013 Q2 according to their latest regulatory filings, with 94 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

287% more call options, than puts

Call options by funds: $151K | Put options by funds: $39K

2.53% more ownership

Funds ownership: 0%2.53% (+2.5%)

Holders
94
Holders Change
+94
Holders Change %
% of All Funds
3.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
94
Increased
Reduced
Closed
Calls
$151K
Puts
$39K
Net Calls
+$112K
Net Calls Change
+$112K

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
ClearBridge Investments
1
ClearBridge Investments
New York
$20.4M +$22M +75,136 New
Ameriprise
2
Ameriprise
Minnesota
$16.1M +$17.3M +59,191 New
State Street
3
State Street
Massachusetts
$10.3M +$11M +37,746 New
CIM
4
Confluence Investment Management
Missouri
$10M +$10.8M +36,857 New
BFA
5
BlackRock Fund Advisors
California
$9.99M +$10.8M +36,786 New
U
6
UBS
Switzerland
$9.33M +$10M +34,341 New
Invesco
7
Invesco
Georgia
$8.82M +$9.51M +32,491 New
HCM
8
Hilton Capital Management
New York
$7.32M +$7.89M +26,965 New
N
9
Nuveen
North Carolina
$6.67M +$7.19M +24,562 New
AAM
10
Advisors Asset Management
Colorado
$6.54M +$7.05M +24,078 New
Principal Financial Group
11
Principal Financial Group
Iowa
$6.52M +$7.02M +24,000 New
YMRC
12
Yorktown Management & Research Company
Virginia
$6.29M +$6.78M +23,175 New
NIMC
13
NWQ Investment Management Company
California
$5.92M +$6.38M +21,806 New
KCM
14
Kennedy Capital Management
Missouri
$5.9M +$6.36M +21,721 New
Northern Trust
15
Northern Trust
Illinois
$5.48M +$5.9M +20,178 New
BIT
16
BlackRock Institutional Trust
California
$5.05M +$5.44M +18,602 New
Wells Fargo
17
Wells Fargo
California
$4.67M +$5.03M +17,205 New
UOC
18
UBS O'Connor
Illinois
$4.47M +$4.82M +16,476 New
Bank of New York Mellon
19
Bank of New York Mellon
New York
$3.81M +$4.1M +14,012 New
Vanguard Group
20
Vanguard Group
Pennsylvania
$3.43M +$3.7M +12,638 New
Allianz Asset Management
21
Allianz Asset Management
Germany
$3.36M +$3.62M +12,356 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$3.31M +$3.57M +12,192 New
CS
23
Credit Suisse
Switzerland
$2.75M +$2.96M +10,118 New
Morgan Stanley
24
Morgan Stanley
New York
$2.39M +$2.57M +8,788 New
WFI
25
West Family Investments
California
$2.17M +$2.34M +7,981 New

PFX Hedge Fund Activity: Q2 2013 in Review

94 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2013, worth a combined $197M.

Buyers outnumbered sellers: 94 funds opened new PFX positions and 0 closed out — a net gain of 94 holders — while 0 added to existing stakes and 0 trimmed.

  • 94 institutional investors held PhenixFIN (PFX) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $197M of PhenixFIN stock for Q2 2013.
  • 94 funds opened new PhenixFIN positions in Q2 2013 and 0 closed out, a net change of +94 holders.

Based on aggregated 13F filings for Q2 2013.