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PhenixFIN

20 hedge funds and large institutions have $24M invested in PhenixFIN in 2024 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 2

15% more capital invested

Capital invested by funds: $20.9M → $24M (+$3.09M)

11% more funds holding

Funds holding: 1820 (+2)

1.85% more ownership

Funds ownership: 21.83%23.68% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.26%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
4
Reduced
2
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Adalta Capital Management
New York
$7.78M +$284K +5,921 +4%
2L
2
22NW LP
Washington
$5.92M
AFG
3
American Financial Group
Ohio
$3.26M
Morgan Stanley
4
Morgan Stanley
New York
$3.06M -$206K -4,290 -7%
Raymond James Financial
5
Raymond James Financial
Florida
$992K +$939K +19,598 New
BI
6
Bulldog Investors
New Jersey
$973K +$921K +19,218 New
Legal & General Group
7
Legal & General Group
United Kingdom
$717K -$77.9K -1,626 -10%
AA
8
AlphaCentric Advisors
Puerto Rico
$507K +$493K +10,300 New
CA
9
Crossingbridge Advisors
New York
$507K +$493K +10,300 New
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$123K
AF
11
Allworth Financial
California
$37.9K
UBS Group
12
UBS Group
Switzerland
$26.2K +$14.4K +300 +138%
Wells Fargo
13
Wells Fargo
California
$19.3K +$5.75K +120 +46%
Bank of America
14
Bank of America
North Carolina
$15.6K +$6.13K +128 +71%
LIS
15
Legacy Investment Solutions
Idaho
$9.8K
LWMI
16
Legacy Wealth Management (Idaho)
Idaho
$9.8K
AIC
17
Archer Investment Corporation
Indiana
$6.38K
MCM
18
MAI Capital Management
Ohio
$1.11K +$1.05K +22 New
Osaic Holdings
19
Osaic Holdings
Arizona
$1.01K +$958 +20 New
HNB
20
Huntington National Bank
Ohio
$1
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$305K -6,400 Closed
HGERS
22
Householder Group Estate & Retirement Specialist
Arizona
-$27K -583 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$13.9K -292 Closed

PFX Hedge Fund Activity: Q4 2024 in Review

20 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2024, worth a combined $24M — up 15% from $20.9M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PFX positions and 3 closed out — a net gain of 3 holders — while 4 added to existing stakes and 2 trimmed.

The largest buyer was Bulldog Investors, opening a new position worth an estimated $921K. The largest seller was Royal Bank of Canada, exiting entirely with an estimated $305K sold.

  • 20 institutional investors held PhenixFIN (PFX) as of Q4 2024, up from 18 in Q3 2024.
  • Funds reported $24M of PhenixFIN stock for Q4 2024, up 15% quarter-over-quarter.
  • 6 funds opened new PhenixFIN positions in Q4 2024 and 3 closed out, a net change of +3 holders.
  • The largest PhenixFIN buyer in Q4 2024 was Bulldog Investors, an estimated $921K added.
  • The largest PhenixFIN seller in Q4 2024 was Royal Bank of Canada, an estimated $305K sold.

Based on aggregated 13F filings for Q4 2024.