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PhenixFIN
PFX

20 hedge funds and large institutions have $14.2M invested in PhenixFIN in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

45% more capital invested

Capital invested by funds: $9.77M → $14.2M (+$4.43M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

2.19% less ownership

Funds ownership: 20.15% → 17.96% (-2.2%)

5% less funds holding

Funds holding: 21 → 20 (-1)

86% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 7

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
1
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AC
Almitas Capital
California
+$3.8M
2
Morgan Stanley
Morgan Stanley
New York
+$208K
3
TCWA
Ten Capital Wealth Advisors
Washington
+$702

Top Sellers

1
FIG
Fortress Investment Group
New York
-$3.86M
2
Legal & General Group
Legal & General Group
United Kingdom
-$52.3K
3
Osaic Holdings
Osaic Holdings
Arizona
-$15.6K
4
UBS Group
UBS Group
Switzerland
-$14.2K
5
APWA
Atlas Private Wealth Advisors
New Jersey
-$7.89K
Name Holding Trade Value Shares
Change 		Change in
Stake
AC
1
Almitas Capital
California
$4.6M +$3.8M +162,340 New
AFG
2
American Financial Group
Ohio
$3.22M – – –
FIG
3
Fortress Investment Group
New York
$3.05M -$3.86M -164,871 -63%
Morgan Stanley
4
Morgan Stanley
New York
$1.55M +$208K +8,892 +19%
CIM
5
Confluence Investment Management
Missouri
$665K – – –
Legal & General Group
6
Legal & General Group
United Kingdom
$538K -$52.3K -2,236 -11%
Osaic Holdings
7
Osaic Holdings
Arizona
$199K -$15.6K -668 -9%
RG
8
Retirement Group
California
$127K -$2.34K -100 -2%
BCV
9
Banque Cantonale Vaudoise
Switzerland
$71K – – –
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$69K – – –
APWA
11
Atlas Private Wealth Advisors
New Jersey
$47K -$7.89K -337 -17%
UBS Group
12
UBS Group
Switzerland
$38K -$14.2K -608 -31%
Wells Fargo
13
Wells Fargo
California
$8K – – –
AWM
14
Accel Wealth Management
Iowa
$8K +$6.44K +275 New
Bank of America
15
Bank of America
North Carolina
$5K – – –
GWM
16
Geneos Wealth Management
Colorado
$4K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1K -$2.06K -88 -74%
CFD
18
Creative Financial Designs
Indiana
$1K – – –
TCWA
19
Ten Capital Wealth Advisors
Washington
$1K +$702 +30 New
TRCT
20
Tower Research Capital (TRC)
New York
– -$2K -127 Closed
RCA
21
Ranch Capital Advisors
Florida
– -$1K -104 Closed

PFX Hedge Fund Activity: Q4 2020 in Review

20 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2020, worth a combined $14.2M — up 45% from $9.77M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PFX positions and 2 closed out — a net gain of 1 holder — while 1 added to existing stakes and 7 trimmed.

The largest buyer was Almitas Capital, opening a new position worth an estimated $3.8M. The largest seller was Fortress Investment Group, cutting an estimated $3.86M.

  • 20 institutional investors held PhenixFIN (PFX) as of Q4 2020, down from 21 in Q3 2020.
  • Funds reported $14.2M of PhenixFIN stock for Q4 2020, up 45% quarter-over-quarter.
  • 3 funds opened new PhenixFIN positions in Q4 2020 and 2 closed out, a net change of +1 holder.
  • The largest PhenixFIN buyer in Q4 2020 was Almitas Capital, an estimated $3.8M added.
  • The largest PhenixFIN seller in Q4 2020 was Fortress Investment Group, an estimated $3.86M sold.

Based on aggregated 13F filings for Q4 2020.