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PhenixFIN
PFX

101 hedge funds and large institutions have $148M invested in PhenixFIN in 2017 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 31 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $139M → $148M (+$9.26M)

3% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 31

0.07% more ownership

Funds ownership: 1.7% → 1.77% (+0.07%)

5% less funds holding

Funds holding: 106 → 101 (-5)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

37% less call options, than puts

Call options by funds: $98K | Put options by funds: $156K

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
101
Holders Change
-5
Holders Change %
-4.72%
% of All Funds
2.51%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
32
Reduced
31
Closed
16
Calls
$98K
Puts
$156K
Net Calls
-$58K
Net Calls Change
+$600K

Top Buyers

1
MC
Muzinich & Co
New York
+$8.42M
2
BlackRock
BlackRock
New York
+$3.43M
3
Invesco
Invesco
Georgia
+$2.69M
4
PI
Putnam Investments
Massachusetts
+$2.03M
5
UBS Group
UBS Group
Switzerland
+$1.58M

Top Sellers

1
IP
Ironsides Partners
Massachusetts
-$7.92M
2
PAM
PVG Asset Management
Colorado
-$3.94M
3
GIM
Greenwich Investment Management
Connecticut
-$2.67M
4
FTCM
First Trust Capital Management
Illinois
-$1.15M
5
JP Morgan Chase
JP Morgan Chase
New York
-$979K
Name Holding Trade Value Shares
Change 		Change in
Stake
AFG
1
American Financial Group
Ohio
$16.9M – – –
MC
2
Muzinich & Co
New York
$14.8M +$8.42M +55,143 +135%
Invesco
3
Invesco
Georgia
$11.6M +$2.69M +17,643 +31%
AM
4
Ares Management
California
$7.4M +$967K +6,330 +15%
UBS Group
5
UBS Group
Switzerland
$7.24M +$1.58M +10,316 +28%
PI
6
Putnam Investments
Massachusetts
$6.2M +$2.03M +13,322 +49%
Wells Fargo
7
Wells Fargo
California
$5.91M +$778K +5,095 +15%
CIM
8
Confluence Investment Management
Missouri
$4.52M – – –
GC
9
Guggenheim Capital
Illinois
$4.41M +$581K +3,801 +15%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$4.27M +$115K +750 +3%
Morgan Stanley
11
Morgan Stanley
New York
$3.62M -$457K -2,991 -11%
BlackRock
12
BlackRock
New York
$3.46M +$3.43M +22,473 New
Two Sigma Investments
13
Two Sigma Investments
New York
$3.32M -$63.1K -413 -2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$3.29M +$725K +4,746 +28%
AR
15
Advisory Research
Illinois
$3.28M +$1.47M +9,620 +82%
VanEck Associates
16
VanEck Associates
New York
$3.2M +$702K +4,599 +28%
SMDAM
17
Sumitomo Mitsui DS Asset Management
Japan
$3.13M +$1.44M +9,422 +86%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$2.93M +$1.55M +10,124 +113%
WFI
19
West Family Investments
California
$2.82M – – –
Millennium Management
20
Millennium Management
New York
$2.79M +$479K +3,134 +21%
AAM
21
Advisors Asset Management
Colorado
$2.33M +$999K +6,543 +76%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$2.19M -$35K -229 -2%
NFA
23
Nuveen Fund Advisors
Illinois
$2.09M +$139K +912 +8%
MVP
24
Miller Value Partners
Florida
$2.02M – – –
CAS
25
Cue Advisory Services
Arizona
$1.6M -$26.7K -175 -2%
1
2 3 4 5

PFX Hedge Fund Activity: Q1 2017 in Review

101 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2017, worth a combined $148M — up 6.7% from $139M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of PFX and 14 opened new positions — a net loss of 2 holders — while 31 trimmed existing stakes and 32 added.

The largest buyer was Muzinich & Co, adding an estimated $8.42M. The largest seller was Ironsides Partners, exiting entirely with an estimated $7.92M sold.

  • 101 institutional investors held PhenixFIN (PFX) as of Q1 2017, down from 106 in Q4 2016.
  • Funds reported $148M of PhenixFIN stock for Q1 2017, up 6.7% quarter-over-quarter.
  • 14 funds opened new PhenixFIN positions in Q1 2017 and 16 closed out, a net change of -2 holders.
  • The largest PhenixFIN buyer in Q1 2017 was Muzinich & Co, an estimated $8.42M added.
  • The largest PhenixFIN seller in Q1 2017 was Ironsides Partners, an estimated $7.92M sold.

Based on aggregated 13F filings for Q1 2017.