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PhenixFIN

20 hedge funds and large institutions have $23.3M invested in PhenixFIN in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more capital invested

Capital invested by funds: $16.9M → $23.3M (+$6.35M)

33% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 3

7.25% more ownership

Funds ownership: 14.84%22.08% (+7.2%)

20% less funds holding

Funds holding: 2520 (-5)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
20
Holders Change
-5
Holders Change %
-20%
% of All Funds
0.31%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
4
Reduced
3
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$7.22M +$7.29M +172,675 New
2L
2
22NW LP
Washington
$4.93M
Morgan Stanley
3
Morgan Stanley
New York
$3.29M +$316K +7,493 +11%
AFG
4
American Financial Group
Ohio
$2.69M
ACM
5
Adalta Capital Management
New York
$1.82M +$1.02M +24,200 +126%
CIM
6
Confluence Investment Management
Missouri
$1.01M +$28.1K +665 +3%
Legal & General Group
7
Legal & General Group
United Kingdom
$689K
GIM
8
Greenwich Investment Management
Connecticut
$457K +$461K +10,918 New
LW
9
Linscomb Wealth
Texas
$329K
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$232K +$95.1K +2,254 +69%
Osaic Holdings
11
Osaic Holdings
Arizona
$197K -$53.2K -1,261 -21%
RG
12
Retirement Group
California
$164K -$4.68K -111 -3%
BCV
13
Banque Cantonale Vaudoise
Switzerland
$105K
CLOS
14
Compagnie Lombard Odier SCmA
Switzerland
$105K
UBS Group
15
UBS Group
Switzerland
$16K -$14K -331 -46%
Wells Fargo
16
Wells Fargo
California
$11K
Bank of America
17
Bank of America
North Carolina
$8K
GWM
18
Geneos Wealth Management
Colorado
$5K
TRCT
19
Tower Research Capital (TRC)
New York
$2K +$2.07K +49 New
Millennium Management
20
Millennium Management
New York
-$391K -9,117 Closed
OSAM
21
O'Shaughnessy Asset Management
Connecticut
-$122K -2,852 Closed
APWA
22
Atlas Private Wealth Advisors
New Jersey
-$23K -546 Closed
AWM
23
Accel Wealth Management
Iowa
-$12K -275 Closed
BWA
24
BDO Wealth Advisors
Florida
-$7K -170 Closed
SWM
25
Spire Wealth Management
Virginia
-$6K -130 Closed

PFX Hedge Fund Activity: Q4 2021 in Review

20 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2021, worth a combined $23.3M — up 38% from $16.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFX and 3 opened new positions — a net loss of 4 holders — while 3 trimmed existing stakes and 4 added.

The largest buyer was Northwestern Mutual Wealth Management, opening a new position worth an estimated $7.29M. The largest seller was Millennium Management, exiting entirely with an estimated $391K sold.

  • 20 institutional investors held PhenixFIN (PFX) as of Q4 2021, down from 25 in Q3 2021.
  • Funds reported $23.3M of PhenixFIN stock for Q4 2021, up 38% quarter-over-quarter.
  • 3 funds opened new PhenixFIN positions in Q4 2021 and 7 closed out, a net change of -4 holders.
  • The largest PhenixFIN buyer in Q4 2021 was Northwestern Mutual Wealth Management, an estimated $7.29M added.
  • The largest PhenixFIN seller in Q4 2021 was Millennium Management, an estimated $391K sold.

Based on aggregated 13F filings for Q4 2021.