PFX icon

PhenixFIN
PFX

Overview Fund Activity

20 hedge funds and large institutions have $23.3M invested in PhenixFIN in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 7 closing their positions.

Holders
20
Holders Change
-5
Holders Change %
-20%
% of All Funds
0.31%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
4
Reduced
3
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$7.22M
2
ACM
2
Adalta Capital Management
New York
$1.82M
3
GIM
3
Greenwich Investment Management
Connecticut
$457K
4
Morgan Stanley
4
Morgan Stanley
New York
$3.29M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$232K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
OSAM
2
O'Shaughnessy Asset Management
Connecticut
$0
3
Osaic Holdings
3
Osaic Holdings
Arizona
$197K
4
APWA
4
Atlas Private Wealth Advisors
New Jersey
$0
5
UBS Group
5
UBS Group
Switzerland
$16K
Name Market Value Shares Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$7.22M 172,675 +172,675 New
2L
2
22NW LP
Washington
$4.93M 117,885 – –
Morgan Stanley
3
Morgan Stanley
New York
$3.29M 78,665 +7,493 +11%
AFG
4
American Financial Group
Ohio
$2.69M 64,327 – –
ACM
5
Adalta Capital Management
New York
$1.82M 43,435 +24,200 +126%
CIM
6
Confluence Investment Management
Missouri
$1.01M 24,000 +665 +3%
Legal & General Group
7
Legal & General Group
United Kingdom
$689K 16,577 – –
GIM
8
Greenwich Investment Management
Connecticut
$457K 10,918 +10,918 New
LW
9
Linscomb Wealth
Texas
$329K 7,860 – –
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$232K 5,537 +2,254 +69%
Osaic Holdings
11
Osaic Holdings
Arizona
$197K 4,701 -1,261 -21%
RG
12
Retirement Group
California
$164K 3,911 -111 -3%
CLOS
13
Compagnie Lombard Odier SCmA
Switzerland
$105K 2,500 – –
BCV
14
Banque Cantonale Vaudoise
Switzerland
$105K 2,500 – –
UBS Group
15
UBS Group
Switzerland
$16K 393 -331 -46%
Wells Fargo
16
Wells Fargo
California
$11K 258 – –
Bank of America
17
Bank of America
North Carolina
$8K 200 – –
GWM
18
Geneos Wealth Management
Colorado
$5K 135 – –
TRCT
19
Tower Research Capital (TRC)
New York
$2K 49 +49 New
Millennium Management
20
Millennium Management
New York
– – -9,117 Closed
OSAM
21
O'Shaughnessy Asset Management
Connecticut
– – -2,852 Closed
APWA
22
Atlas Private Wealth Advisors
New Jersey
– – -546 Closed
AWM
23
Accel Wealth Management
Iowa
– – -275 Closed
BWA
24
BDO Wealth Advisors
Florida
– – -170 Closed
SWM
25
Spire Wealth Management
Virginia
– – -130 Closed
1
2