We are live on ! Find out more
PFX icon

PhenixFIN
PFX

17 hedge funds and large institutions have $26.7M invested in PhenixFIN in 2023 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

67% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 3

22% more capital invested

Capital invested by funds: $21.9M → $26.7M (+$4.83M)

6% more funds holding

Funds holding: 16 → 17 (+1)

2.98% more ownership

Funds ownership: 27.58% → 30.56% (+3%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
17
Holders Change
+1
Holders Change %
+6.25%
% of All Funds
0.25%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
5
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.46M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$203K
3
ACM
Adalta Capital Management
New York
+$141K
4
AC
Almitas Capital
California
+$94.1K
5
UBS Group
UBS Group
Switzerland
+$64.4K

Top Sellers

Rank Fund Capital Flow
1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$839K
2
Wells Fargo
Wells Fargo
California
-$2.05K
3
RG
Retirement Group
California
-$1.33K
4
SS
Sunbelt Securities
Texas
-$607
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
1
Adalta Capital Management
New York
$5.71M +$141K +3,715 +3%
Morgan Stanley
2
Morgan Stanley
New York
$5.6M +$2.46M +64,950 +96%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$5.55M -$839K -22,100 -14%
2L
4
22NW LP
Washington
$4.97M – – –
AFG
5
American Financial Group
Ohio
$2.72M – – –
AC
6
Almitas Capital
California
$753K +$94.1K +2,481 +16%
Legal & General Group
7
Legal & General Group
United Kingdom
$700K – – –
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$224K +$203K +5,348 New
Osaic Holdings
9
Osaic Holdings
Arizona
$109K +$3.04K +80 +3%
CLOS
10
Compagnie Lombard Odier SCmA
Switzerland
$105K – – –
AF
11
Allworth Financial
California
$91.5K – – –
UBS Group
12
UBS Group
Switzerland
$77.1K +$64.4K +1,696 +1,305%
RG
13
Retirement Group
California
$50.9K -$1.33K -35 -3%
Wells Fargo
14
Wells Fargo
California
$11K -$2.05K -54 -17%
ASN
15
Advisory Services Network
Georgia
$5.92K +$5.31K +140 New
AIC
16
Archer Investment Corporation
Indiana
$5.32K – – –
SS
17
Sunbelt Securities
Texas
$2 -$607 -16 Closed
HNB
18
Huntington National Bank
Ohio
$1 – – –

PFX Hedge Fund Activity: Q4 2023 in Review

17 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2023, worth a combined $26.7M — up 22% from $21.9M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new PFX positions and 1 closed out — a net gain of 1 holder — while 5 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.46M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $839K.

  • 17 institutional investors held PhenixFIN (PFX) as of Q4 2023, up from 16 in Q3 2023.
  • Funds reported $26.7M of PhenixFIN stock for Q4 2023, up 22% quarter-over-quarter.
  • 2 funds opened new PhenixFIN positions in Q4 2023 and 1 closed out, a net change of +1 holder.
  • The largest PhenixFIN buyer in Q4 2023 was Morgan Stanley, an estimated $2.46M added.
  • The largest PhenixFIN seller in Q4 2023 was Northwestern Mutual Wealth Management, an estimated $839K sold.

Based on aggregated 13F filings for Q4 2023.