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PhenixFIN

24 hedge funds and large institutions have $8.33M invested in PhenixFIN in 2021 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

20% more funds holding

Funds holding: 2024 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9.18% less ownership

Funds ownership: 17.96%8.78% (-9.2%)

41% less capital invested

Capital invested by funds: $14.2M → $8.33M (-$5.87M)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
2
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$2.12M -$1.52M -49,372 -43%
Morgan Stanley
2
Morgan Stanley
New York
$1.82M +$11.1K +362 +0.7%
MCP
3
Moab Capital Partners
New York
$827K
CIM
4
Confluence Investment Management
Missouri
$768K
BPCM
5
Beach Point Capital Management
California
$658K +$614K +20,000 New
Legal & General Group
6
Legal & General Group
United Kingdom
$627K
Millennium Management
7
Millennium Management
New York
$442K +$412K +13,440 New
LW
8
Linscomb Wealth
Texas
$259K +$241K +7,860 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$232K +$216K +7,038 New
Osaic Holdings
10
Osaic Holdings
Arizona
$218K -$12.7K -415 -6%
RG
11
Retirement Group
California
$134K -$13.8K -450 -10%
CLOS
12
Compagnie Lombard Odier SCmA
Switzerland
$82K
UBS Group
13
UBS Group
Switzerland
$50K +$6.29K +205 +15%
APWA
14
Atlas Private Wealth Advisors
New Jersey
$46K -$7.67K -250 -15%
BWA
15
BDO Wealth Advisors
Florida
$10K +$9.33K +304 New
Wells Fargo
16
Wells Fargo
California
$9K -$368 -12 -4%
AWM
17
Accel Wealth Management
Iowa
$9K
Bank of America
18
Bank of America
North Carolina
$6K
TNB
19
Thomasville National Bank
Georgia
$6K +$339K +11,048 New
GWM
20
Geneos Wealth Management
Colorado
$4K
SWM
21
Spire Wealth Management
Virginia
$4K +$3.99K +130 New
FIA
22
FNY Investment Advisers
New York
$3K +$3.07K +100 New
RCA
23
Ranch Capital Advisors
Florida
$3K +$3.19K +104 New
FIG
24
Fortress Investment Group
New York
-$3.05M -94,867 Closed
BCV
25
Banque Cantonale Vaudoise
Switzerland
-$71K -2,500 Closed

PFX Hedge Fund Activity: Q1 2021 in Review

24 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2021, worth a combined $8.33M — down 41% from $14.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFX positions and 5 closed out — a net gain of 5 holders — while 2 added to existing stakes and 5 trimmed.

The largest buyer was Beach Point Capital Management, opening a new position worth an estimated $614K. The largest seller was Fortress Investment Group, exiting entirely with an estimated $3.05M sold.

  • 24 institutional investors held PhenixFIN (PFX) as of Q1 2021, up from 20 in Q4 2020.
  • Funds reported $8.33M of PhenixFIN stock for Q1 2021, down 41% quarter-over-quarter.
  • 10 funds opened new PhenixFIN positions in Q1 2021 and 5 closed out, a net change of +5 holders.
  • The largest PhenixFIN buyer in Q1 2021 was Beach Point Capital Management, an estimated $614K added.
  • The largest PhenixFIN seller in Q1 2021 was Fortress Investment Group, an estimated $3.05M sold.

Based on aggregated 13F filings for Q1 2021.