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PhenixFIN
PFX

56 hedge funds and large institutions have $37.4M invested in PhenixFIN in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $33.7M → $37.4M (+$3.69M)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

0% more ownership

Funds ownership: 1.32% → 1.33% (+0%)

7% less funds holding

Funds holding: 60 → 56 (-4)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
56
Holders Change
-4
Holders Change %
-6.67%
% of All Funds
1.23%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
9
Increased
10
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CS
Credit Suisse
Switzerland
+$1.03M
2
CB
Cadence Bank
Mississippi
+$799K
3
VEA
Virtus ETF Advisers
New York
+$219K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$185K
5
WG
Welch Group
Alabama
+$177K

Top Sellers

1
MCP
Moab Capital Partners
New York
-$881K
2
BlackRock
BlackRock
New York
-$578K
3
GC
Guggenheim Capital
Illinois
-$231K
4
AAM
Advisors Asset Management
Colorado
-$209K
5
UBS Group
UBS Group
Switzerland
-$96K
Name Holding Trade Value Shares
Change 		Change in
Stake
AFG
1
American Financial Group
Ohio
$5.89M – – –
FCG
2
FrontFour Capital Group
Connecticut
$4.23M – – –
FM
3
Fondren Management
Texas
$4.11M +$87.9K +1,700 +2%
MCP
4
Moab Capital Partners
New York
$3.19M -$881K -17,042 -22%
RAM
5
Roumell Asset Management
Maryland
$2.71M -$10K -194 -0.4%
Morgan Stanley
6
Morgan Stanley
New York
$2.05M +$101K +1,947 +5%
VEA
7
Virtus ETF Advisers
New York
$2.04M +$219K +4,242 +12%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$1.44M – – –
CIM
9
Confluence Investment Management
Missouri
$1.21M – – –
CS
10
Credit Suisse
Switzerland
$1.04M +$1.03M +20,000 New
UBS Group
11
UBS Group
Switzerland
$990K -$96K -1,857 -9%
NAM
12
Nexpoint Asset Management
Texas
$868K +$867K +16,755 New
CB
13
Cadence Bank
Mississippi
$800K +$799K +15,450 New
Legal & General Group
14
Legal & General Group
United Kingdom
$692K – – –
GIM
15
Greenwich Investment Management
Connecticut
$656K -$27.5K -532 -4%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$652K -$14.7K -285 -2%
WFI
17
West Family Investments
California
$622K – – –
Mackenzie Financial
18
Mackenzie Financial
Ontario, Canada
$493K +$185K +3,569 +60%
PA
19
PFG Advisors
Arizona
$485K +$6.52K +126 +1%
AAM
20
Advisors Asset Management
Colorado
$376K -$209K -4,038 -36%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$362K +$569 +11 +0.2%
LPL Financial
22
LPL Financial
California
$340K -$31.7K -612 -9%
SCM
23
Springhouse Capital Management
Connecticut
$333K – – –
California Public Employees Retirement System
24
California Public Employees Retirement System
California
$267K – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$191K -$11.7K -226 -6%
1
2 3

PFX Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2019, worth a combined $37.4M — up 11% from $33.7M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFX and 9 opened new positions — a net loss of 3 holders — while 16 trimmed existing stakes and 10 added.

The largest buyer was Credit Suisse, opening a new position worth an estimated $1.03M. The largest seller was Moab Capital Partners, cutting an estimated $881K.

  • 56 institutional investors held PhenixFIN (PFX) as of Q3 2019, down from 60 in Q2 2019.
  • Funds reported $37.4M of PhenixFIN stock for Q3 2019, up 11% quarter-over-quarter.
  • 9 funds opened new PhenixFIN positions in Q3 2019 and 12 closed out, a net change of -3 holders.
  • The largest PhenixFIN buyer in Q3 2019 was Credit Suisse, an estimated $1.03M added.
  • The largest PhenixFIN seller in Q3 2019 was Moab Capital Partners, an estimated $881K sold.

Based on aggregated 13F filings for Q3 2019.