Virtus ETF Advisers’s PhenixFIN PFX Stock Holding History

Virtus ETF Advisers’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-19,013	Closed	-$291K	–	409
2020 Q2	$291K	Sell	19,013 -22,324	-54%	-$289K	0.14%	304
2020 Q1	$480K	Sell	41,337 -13,683	-25%	-$462K	0.2%	172
2019 Q4	$2.4M	Buy	55,020 +15,733	+40%	+$692K	0.39%	134
2019 Q3	$2.04M	Buy	39,287 +4,242	+12%	+$219K	0.41%	141
2019 Q2	$1.64M	Buy	+35,045	New	+$2.05M	0.35%	148

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return

BCV

Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Virtus ETF Advisers's PFX Position: Q3 2020 in Review

Virtus ETF Advisers sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 19,013 shares — an estimated $291K sold.

Virtus ETF Advisers first reported a position in PFX in Q2 2019 and held it in 5 quarters. The position peaked at $2.4M in Q4 2019. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

Virtus ETF Advisers reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
Virtus ETF Advisers sold 19,013 PhenixFIN shares in Q3 2020, an estimated $291K.
Virtus ETF Advisers first reported a position in PhenixFIN in Q2 2019 and held it in 5 quarters.
Virtus ETF Advisers's PhenixFIN position peaked at $2.4M in Q4 2019.
21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Virtus ETF Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.