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PhenixFIN

60 hedge funds and large institutions have $33.7M invested in PhenixFIN in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

11% more funds holding

Funds holding: 5460 (+6)

0.07% more ownership

Funds ownership: 1.25%1.32% (+0.07%)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

21% less capital invested

Capital invested by funds: $42.5M → $33.7M (-$8.73M)

42% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 19

Holders
60
Holders Change
+6
Holders Change %
+11.11%
% of All Funds
1.3%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
11
Increased
11
Reduced
19
Closed
5
Calls
$11K
Puts
Net Calls
+$11K
Net Calls Change
+$11K
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$5.32M
FCG
2
FrontFour Capital Group
Connecticut
$3.82M
MCP
3
Moab Capital Partners
New York
$3.68M
FM
4
Fondren Management
Texas
$3.63M +$393K +6,730 +9%
RAM
5
Roumell Asset Management
Maryland
$2.46M -$60.1K -1,029 -2%
Morgan Stanley
6
Morgan Stanley
New York
$1.76M +$286K +4,901 +15%
VEA
7
Virtus ETF Advisers
New York
$1.64M +$2.05M +35,045 New
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$1.3M
CIM
9
Confluence Investment Management
Missouri
$1.09M
UBS Group
10
UBS Group
Switzerland
$981K +$264K +4,516 +27%
HCMT
11
Highland Capital Management (Texas)
Texas
$784K
GIM
12
Greenwich Investment Management
Connecticut
$618K +$18.6K +319 +2%
Legal & General Group
13
Legal & General Group
United Kingdom
$610K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$602K -$30K -514 -4%
BlackRock
15
BlackRock
New York
$578K -$41K -701 -5%
WFI
16
West Family Investments
California
$562K
AAM
17
Advisors Asset Management
Colorado
$528K -$44.5K -761 -6%
PA
18
PFG Advisors
Arizona
$432K -$14.6K -250 -3%
GC
19
Guggenheim Capital
Illinois
$357K -$149K -2,557 -25%
LPL Financial
20
LPL Financial
California
$336K -$10.2K -175 -2%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$327K +$204K +3,485 +100%
SCM
22
Springhouse Capital Management
Connecticut
$301K +$376K +6,429 New
Mackenzie Financial
23
Mackenzie Financial
Ontario, Canada
$279K
California Public Employees Retirement System
24
California Public Employees Retirement System
California
$241K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$183K -$47.7K -817 -17%

PFX Hedge Fund Activity: Q2 2019 in Review

60 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2019, worth a combined $33.7M — down 21% from $42.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFX positions and 5 closed out — a net gain of 6 holders — while 11 added to existing stakes and 19 trimmed.

The largest buyer was Virtus ETF Advisers, opening a new position worth an estimated $2.05M. The largest seller was Ares Management, exiting entirely with an estimated $682K sold.

  • 60 institutional investors held PhenixFIN (PFX) as of Q2 2019, up from 54 in Q1 2019.
  • Funds reported $33.7M of PhenixFIN stock for Q2 2019, down 21% quarter-over-quarter.
  • 11 funds opened new PhenixFIN positions in Q2 2019 and 5 closed out, a net change of +6 holders.
  • The largest PhenixFIN buyer in Q2 2019 was Virtus ETF Advisers, an estimated $2.05M added.
  • The largest PhenixFIN seller in Q2 2019 was Ares Management, an estimated $682K sold.

Based on aggregated 13F filings for Q2 2019.