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Guggenheim Capital’s PhenixFIN PFX Stock Holding History

Guggenheim Capital’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-3,166
Closed -$164K – 2143
2019
Q3 		$164K Sell
3,166
-4,459
-58% -$231K ﹤0.01% 2032
2019
Q2 		$357K Sell
7,625
-2,557
-25% -$149K ﹤0.01% 1804
2019
Q1 		$633K Sell
10,182
-2,484
-20% -$155K 0.01% 1578
2018
Q4 		$674K Sell
12,666
-6,517
-34% -$459K 0.01% 1541
2018
Q3 		$1.47M Sell
19,183
-1,115
-5% -$82.2K 0.01% 1424
2018
Q2 		$1.41M Sell
20,298
-2,706
-12% -$206K 0.01% 1446
2018
Q1 		$1.83M Sell
23,004
-4,480
-16% -$410K ﹤0.01% 1702
2017
Q4 		$2.87M Sell
27,484
-1,891
-6% -$216K 0.01% 1394
2017
Q3 		$3.51M Buy
29,375
+589
+2% +$73K 0.01% 1277
2017
Q2 		$3.68M Buy
28,786
+128
+0.4% +$17.4K 0.01% 1197
2017
Q1 		$4.41M Buy
28,658
+3,801
+15% +$581K 0.01% 1095
2016
Q4 		$3.73M Buy
24,857
+3,865
+18% +$590K 0.01% 1189
2016
Q3 		$3.2M Buy
20,992
+5,282
+34% +$783K 0.01% 1292
2016
Q2 		$2.1M Buy
15,710
+1,469
+10% +$195K 0.01% 1537
2016
Q1 		$1.88M Sell
14,241
-377
-3% -$48.2K 0.01% 1619
2015
Q4 		$2.2M Sell
14,618
-140
-0.9% -$21.3K 0.01% 1552
2015
Q3 		$2.19M Sell
14,758
-1,733
-11% -$295K 0.01% 1520
2015
Q2 		$2.94M Buy
16,491
+371
+2% +$68.2K 0.01% 1467
2015
Q1 		$2.95M Buy
16,120
+1,046
+7% +$195K 0.01% 1472
2014
Q4 		$2.79M Buy
15,074
+2,162
+17% +$469K 0.01% 1482
2014
Q3 		$3.05M Buy
12,912
+4,117
+47% +$1.05M 0.01% 1474
2014
Q2 		$2.3M Buy
8,795
+3,960
+82% +$1.01M 0.01% 1692
2014
Q1 		$1.32M Buy
4,835
+2,303
+91% +$643K ﹤0.01% 2083
2013
Q4 		$702K Buy
+2,532
New +$708K ﹤0.01% 2418

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
RAM
Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Mackenzie Financial
Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Guggenheim Capital's PFX Position: Q4 2019 in Review

Guggenheim Capital sold out of PhenixFIN (PFX) in Q4 2019, closing a stake of 3,166 shares — an estimated $164K sold.

Guggenheim Capital first reported a position in PFX in Q4 2013 and held it in 24 quarters. The position peaked at $4.41M in Q1 2017. 52 funds tracked by Wall St. Rank hold PFX as of Q4 2019.

  • Guggenheim Capital reported no remaining PhenixFIN position as of Q4 2019 after selling out during the quarter.
  • Guggenheim Capital sold 3,166 PhenixFIN shares in Q4 2019, an estimated $164K.
  • Guggenheim Capital first reported a position in PhenixFIN in Q4 2013 and held it in 24 quarters.
  • Guggenheim Capital's PhenixFIN position peaked at $4.41M in Q1 2017.
  • 52 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2019.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.