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PhenixFIN
PFX

101 hedge funds and large institutions have $121M invested in PhenixFIN in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 43 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more call options, than puts

Call options by funds: $789K | Put options by funds: $273K

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

72% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 25

20% more capital invested

Capital invested by funds: $101M → $121M (+$20.1M)

7% more funds holding

Funds holding: 94 → 101 (+7)

0.07% more ownership

Funds ownership: 1.38% → 1.45% (+0.07%)

Holders
101
Holders Change
+7
Holders Change %
+7.45%
% of All Funds
2.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
43
Reduced
25
Closed
10
Calls
$789K
Puts
$273K
Net Calls
+$516K
Net Calls Change
+$688K

Top Buyers

1
YMRC
Yorktown Management & Research Company
Virginia
+$2.97M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$2.8M
3
AM
Ares Management
California
+$2.61M
4
Wells Fargo
Wells Fargo
California
+$2.53M
5
MVP
Miller Value Partners
Florida
+$1.95M

Top Sellers

1
Invesco
Invesco
Georgia
-$3.27M
2
AllianceBernstein
AllianceBernstein
Tennessee
-$2.91M
3
MP
Mangrove Partners
Connecticut
-$2.54M
4
PAM
PVG Asset Management
Colorado
-$2.27M
5
AAM
Advisors Asset Management
Colorado
-$2.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
AFG
1
American Financial Group
Ohio
$16.8M – – –
Invesco
2
Invesco
Georgia
$10.3M -$3.27M -22,066 -25%
PAM
3
PVG Asset Management
Colorado
$7.44M -$2.27M -15,328 -24%
AM
4
Ares Management
California
$6.11M +$2.61M +17,623 +79%
Morgan Stanley
5
Morgan Stanley
New York
$5.88M -$1.25M -8,424 -18%
UBS Group
6
UBS Group
Switzerland
$5.16M +$560K +3,778 +13%
Wells Fargo
7
Wells Fargo
California
$4.89M +$2.53M +17,081 +114%
CIM
8
Confluence Investment Management
Missouri
$4.48M -$519K -3,500 -11%
MC
9
Muzinich & Co
New York
$4.18M +$1.06M +7,162 +35%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$4.12M – – –
WFI
11
West Family Investments
California
$3.25M -$137K -925 -4%
GC
12
Guggenheim Capital
Illinois
$3.2M +$783K +5,282 +34%
YMRC
13
Yorktown Management & Research Company
Virginia
$3.05M +$2.97M +20,012 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$2.88M +$2.8M +18,847 New
GIM
15
Greenwich Investment Management
Connecticut
$2.65M +$1.21M +8,188 +89%
NFA
16
Nuveen Fund Advisors
Illinois
$2.14M +$36.8K +248 +2%
BG
17
BlackRock Group
United Kingdom
$2.07M -$328K -2,210 -14%
VanEck Associates
18
VanEck Associates
New York
$2.04M +$102K +687 +5%
MVP
19
Miller Value Partners
Florida
$2.01M +$1.95M +13,142 New
AllianceBernstein
20
AllianceBernstein
Tennessee
$1.77M -$2.91M -19,640 -63%
CAS
21
Cue Advisory Services
Arizona
$1.71M +$3.71K +25 +0.2%
Citadel Advisors
22
Citadel Advisors
Florida
$1.67M +$1.44M +9,716 +802%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.36M +$41.2K +278 +3%
Two Sigma Investments
24
Two Sigma Investments
New York
$1.3M +$505K +3,406 +67%
SAM
25
Selway Asset Management
$1.28M -$31.1K -210 -2%
1
2 3 4 5

PFX Hedge Fund Activity: Q3 2016 in Review

101 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2016, worth a combined $121M — up 20% from $101M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PFX positions and 10 closed out — a net gain of 9 holders — while 43 added to existing stakes and 25 trimmed.

The largest buyer was Yorktown Management & Research Company, opening a new position worth an estimated $2.97M. The largest seller was Invesco, cutting an estimated $3.27M.

  • 101 institutional investors held PhenixFIN (PFX) as of Q3 2016, up from 94 in Q2 2016.
  • Funds reported $121M of PhenixFIN stock for Q3 2016, up 20% quarter-over-quarter.
  • 19 funds opened new PhenixFIN positions in Q3 2016 and 10 closed out, a net change of +9 holders.
  • The largest PhenixFIN buyer in Q3 2016 was Yorktown Management & Research Company, an estimated $2.97M added.
  • The largest PhenixFIN seller in Q3 2016 was Invesco, an estimated $3.27M sold.

Based on aggregated 13F filings for Q3 2016.