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Advisors Asset Management’s PhenixFIN PFX Stock Holding History

Advisors Asset Management’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-6,892
Closed -$105K – 1546
2020
Q2 		$105K Sell
6,892
-25
-0.4% -$323 ﹤0.01% 1296
2020
Q1 		$80K Sell
6,917
-273
-4% -$9.22K ﹤0.01% 1259
2019
Q4 		$313K Sell
7,190
-62
-0.9% -$2.73K 0.01% 1098
2019
Q3 		$376K Sell
7,252
-4,038
-36% -$209K 0.01% 1048
2019
Q2 		$528K Sell
11,290
-761
-6% -$44.5K 0.01% 994
2019
Q1 		$750K Sell
12,051
-5,016
-29% -$314K 0.01% 933
2018
Q4 		$908K Sell
17,067
-5,006
-23% -$353K 0.02% 797
2018
Q3 		$1.69M Buy
22,073
+590
+3% +$43.5K 0.03% 661
2018
Q2 		$1.49M Sell
21,483
-1,114
-5% -$84.8K 0.03% 695
2018
Q1 		$1.87M Sell
22,597
-485
-2% -$44.4K 0.03% 627
2017
Q4 		$2.41M Buy
23,082
+2,909
+14% +$332K 0.04% 558
2017
Q3 		$2.41M Buy
20,173
+267
+1% +$33.1K 0.04% 553
2017
Q2 		$2.54M Buy
19,906
+4,746
+31% +$645K 0.04% 541
2017
Q1 		$2.33M Buy
15,160
+6,543
+76% +$999K 0.04% 579
2016
Q4 		$1.29M Buy
8,617
+6,738
+359% +$1.03M 0.02% 804
2016
Q3 		$287K Sell
1,879
-13,579
-88% -$2.01M ﹤0.01% 1262
2016
Q2 		$2.07M Sell
15,458
-16,499
-52% -$2.19M 0.03% 641
2016
Q1 		$4.22M Sell
31,957
-4,047
-11% -$517K 0.07% 397
2015
Q4 		$5.42M Sell
36,004
-15,073
-30% -$2.3M 0.09% 333
2015
Q3 		$7.6M Sell
51,077
-7,999
-14% -$1.36M 0.12% 240
2015
Q2 		$10.5M Sell
59,076
-18,775
-24% -$3.45M 0.14% 192
2015
Q1 		$14.2M Sell
77,851
-3,936
-5% -$732K 0.19% 144
2014
Q4 		$15.1M Buy
81,787
+4,425
+6% +$961K 0.2% 135
2014
Q3 		$18.3M Buy
77,362
+10,963
+17% +$2.81M 0.25% 112
2014
Q2 		$17.3M Buy
66,399
+17,185
+35% +$4.4M 0.24% 104
2014
Q1 		$13.4M Buy
49,214
+8,568
+21% +$2.39M 0.2% 129
2013
Q4 		$11.3M Buy
40,646
+7,444
+22% +$2.08M 0.18% 155
2013
Q3 		$9.16M Buy
33,202
+9,124
+38% +$2.54M 0.16% 182
2013
Q2 		$6.54M Buy
+24,078
New +$7.05M 0.12% 232

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
GIM
Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
RG
Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return
BCV
Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

Advisors Asset Management's PFX Position: Q3 2020 in Review

Advisors Asset Management sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 6,892 shares — an estimated $105K sold.

Advisors Asset Management first reported a position in PFX in Q2 2013 and held it in 29 quarters. The position peaked at $18.3M in Q3 2014. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

  • Advisors Asset Management reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
  • Advisors Asset Management sold 6,892 PhenixFIN shares in Q3 2020, an estimated $105K.
  • Advisors Asset Management first reported a position in PhenixFIN in Q2 2013 and held it in 29 quarters.
  • Advisors Asset Management's PhenixFIN position peaked at $18.3M in Q3 2014.
  • 21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on Advisors Asset Management's 13F filing for Q3 2020, filed 16 Nov 2020.