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PhenixFIN

60 hedge funds and large institutions have $37.4M invested in PhenixFIN in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

0.13% less ownership

Funds ownership: 1.42%1.29% (-0.13%)

8% less funds holding

Funds holding: 6560 (-5)

36% less capital invested

Capital invested by funds: $58.9M → $37.4M (-$21.5M)

40% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 25

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

90% less call options, than puts

Call options by funds: $2K | Put options by funds: $21K

Holders
60
Holders Change
-5
Holders Change %
-7.69%
% of All Funds
1.34%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.09%
New
6
Increased
15
Reduced
25
Closed
11
Calls
$2K
Puts
$21K
Net Calls
-$19K
Net Calls Change
-$106K
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$6.05M
FCG
2
FrontFour Capital Group
Connecticut
$5.33M +$1.7M +24,079 +32%
MCP
3
Moab Capital Partners
New York
$4.34M +$272K +3,859 +5%
FM
4
Fondren Management
Texas
$3.14M +$1.41M +20,039 +51%
RAM
5
Roumell Asset Management
Maryland
$3.11M -$55.5K -788 -1%
Bank of Montreal
6
Bank of Montreal
Ontario, Canada
$1.48M
CIM
7
Confluence Investment Management
Missouri
$1.24M -$70.5K -1,000 -4%
UBS Group
8
UBS Group
Switzerland
$1.14M -$127K -1,805 -8%
Morgan Stanley
9
Morgan Stanley
New York
$1.11M -$35.7K -507 -2%
AAM
10
Advisors Asset Management
Colorado
$908K -$353K -5,006 -23%
AM
11
Ares Management
California
$781K -$368K -5,218 -26%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$693K -$109K -1,549 -11%
GIM
13
Greenwich Investment Management
Connecticut
$688K -$17.5K -249 -2%
GC
14
Guggenheim Capital
Illinois
$674K -$459K -6,517 -34%
BlackRock
15
BlackRock
New York
$660K -$56.9K -807 -6%
Legal & General Group
16
Legal & General Group
United Kingdom
$650K +$90.3K +1,281 +12%
WFI
17
West Family Investments
California
$639K
PA
18
PFG Advisors
Arizona
$615K +$495K +7,030 +260%
LPL Financial
19
LPL Financial
California
$475K -$6.27K -89 -1%
Mackenzie Financial
20
Mackenzie Financial
Ontario, Canada
$361K
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$284K +$11.8K +168 +3%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
$274K
WAM
23
Weiss Asset Management
Massachusetts
$256K +$340K +4,820 New
HF
24
HRT Financial
New York
$237K +$315K +4,467 New
Bank of America
25
Bank of America
North Carolina
$185K +$190K +2,697 +346%

PFX Hedge Fund Activity: Q4 2018 in Review

60 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2018, worth a combined $37.4M — down 36% from $58.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PFX and 6 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 15 added.

The largest buyer was FrontFour Capital Group, adding an estimated $1.7M. The largest seller was Invesco, exiting entirely with an estimated $6.2M sold.

  • 60 institutional investors held PhenixFIN (PFX) as of Q4 2018, down from 65 in Q3 2018.
  • Funds reported $37.4M of PhenixFIN stock for Q4 2018, down 36% quarter-over-quarter.
  • 6 funds opened new PhenixFIN positions in Q4 2018 and 11 closed out, a net change of -5 holders.
  • The largest PhenixFIN buyer in Q4 2018 was FrontFour Capital Group, an estimated $1.7M added.
  • The largest PhenixFIN seller in Q4 2018 was Invesco, an estimated $6.2M sold.

Based on aggregated 13F filings for Q4 2018.