HRT Financial’s PhenixFIN PFX Stock Holding History

HRT Financial’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-2,962	Closed	-$34K	–	1711
2020 Q1	$34K	Buy	+2,962	New	+$100K	﹤0.01%	657
2019 Q4	–	Sell	-1,151	Closed	-$59K	–	1528
2019 Q3	$59K	Buy	+1,151	New	+$59.5K	﹤0.01%	1290
2019 Q1	–	Sell	-4,467	Closed	-$237K	–	724
2018 Q4	$237K	Buy	+4,467	New	+$315K	0.03%	425
2018 Q2	–	Sell	-570	Closed	-$45K	–	345
2018 Q1	$45K	Buy	+570	New	+$52.2K	0.02%	185

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

HRT Financial's PFX Position: Q2 2020 in Review

HRT Financial sold out of PhenixFIN (PFX) in Q2 2020, closing a stake of 2,962 shares — an estimated $34K sold.

HRT Financial first reported a position in PFX in Q1 2018 and held it in 4 quarters. The position peaked at $237K in Q4 2018. 42 funds tracked by Wall St. Rank hold PFX as of Q2 2020.

HRT Financial reported no remaining PhenixFIN position as of Q2 2020 after selling out during the quarter.
HRT Financial sold 2,962 PhenixFIN shares in Q2 2020, an estimated $34K.
HRT Financial first reported a position in PhenixFIN in Q1 2018 and held it in 4 quarters.
HRT Financial's PhenixFIN position peaked at $237K in Q4 2018.
42 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2020.

Based on HRT Financial's 13F filing for Q2 2020, filed 14 Aug 2020.