West Family Investments’s PhenixFIN PFX Stock Holding History

West Family Investments’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,012	Closed	-$524K	–	105
2020 Q2	$524K	Hold	12,012	–	–	0.13%	73
2020 Q1	$140K	Hold	12,012	–	–	0.06%	85
2019 Q4	$524K	Hold	12,012	–	–	0.13%	73
2019 Q3	$622K	Hold	12,012	–	–	0.15%	64
2019 Q2	$562K	Hold	12,012	–	–	0.14%	68
2019 Q1	$747K	Hold	12,012	–	–	0.19%	66
2018 Q4	$639K	Hold	12,012	–	–	0.17%	73
2018 Q3	$918K	Sell	12,012 -6,350	-35%	-$468K	0.22%	65
2018 Q2	$1.27M	Hold	18,362	–	–	0.31%	57
2018 Q1	$1.46M	Hold	18,362	–	–	0.39%	52
2017 Q4	$1.92M	Hold	18,362	–	–	0.49%	48
2017 Q3	$2.19K	Hold	18,362	–	–	0.27%	39
2017 Q2	$2.39M	Hold	18,362	–	–	0.52%	39
2017 Q1	$2.82M	Hold	18,362	–	–	0.54%	37
2016 Q4	$2.76M	Sell	18,362 -2,956	-14%	-$451K	0.49%	38
2016 Q3	$3.25M	Sell	21,318 -925	-4%	-$137K	0.6%	38
2016 Q2	$2.98M	Hold	22,243	–	–	0.54%	37
2016 Q1	$2.94M	Buy	22,243 +6,106	+38%	+$781K	0.48%	36
2015 Q4	$2.43M	Buy	16,137 +3,862	+31%	+$589K	0.62%	39
2015 Q3	$1.83M	Buy	12,275 +6,108	+99%	+$1.04M	0.38%	45
2015 Q2	$1.1M	Hold	6,167	–	–	0.23%	57
2015 Q1	$1.13M	Hold	6,167	–	–	0.23%	58
2014 Q4	$1.14M	Buy	6,167 +931	+18%	+$202K	0.22%	56
2014 Q3	$1.24M	Sell	5,236 -250	-5%	-$64K	0.26%	52
2014 Q2	$1.43M	Sell	5,486 -2,495	-31%	-$639K	0.3%	47
2014 Q1	$2.17M	Hold	7,981	–	–	0.48%	40
2013 Q4	$2.21M	Hold	7,981	–	–	0.51%	34
2013 Q3	$2.2M	Hold	7,981	–	–	0.56%	35
2013 Q2	$2.17M	Buy	+7,981	New	+$2.34M	0.57%	36

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Retirement Group San Diego, California $279M AUM 22.21% 1-Year Est. Return

BCV

Banque Cantonale Vaudoise Lausanne, Switzerland $2.66B AUM 26.89% 1-Year Est. Return

West Family Investments's PFX Position: Q3 2020 in Review

West Family Investments sold out of PhenixFIN (PFX) in Q3 2020, closing a stake of 12,012 shares — an estimated $524K sold.

West Family Investments first reported a position in PFX in Q2 2013 and held it in 29 quarters. The position peaked at $3.25M in Q3 2016. 21 funds tracked by Wall St. Rank hold PFX as of Q3 2020.

West Family Investments reported no remaining PhenixFIN position as of Q3 2020 after selling out during the quarter.
West Family Investments sold 12,012 PhenixFIN shares in Q3 2020, an estimated $524K.
West Family Investments first reported a position in PhenixFIN in Q2 2013 and held it in 29 quarters.
West Family Investments's PhenixFIN position peaked at $3.25M in Q3 2016.
21 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2020.

Based on West Family Investments's 13F filing for Q3 2020, filed 12 Nov 2020.