We are live on ! Find out more
PFX icon

PhenixFIN
PFX

52 hedge funds and large institutions have $39.1M invested in PhenixFIN in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $37.4M → $39.1M (+$1.65M)

0.32% more ownership

Funds ownership: 1.33% → 1.64% (+0.32%)

7% less funds holding

Funds holding: 56 → 52 (-4)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

67% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 21

Holders
52
Holders Change
-4
Holders Change %
-7.14%
% of All Funds
1.02%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
9
Increased
7
Reduced
21
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIG
Fortress Investment Group
New York
+$15.3M
2
VEA
Virtus ETF Advisers
New York
+$692K
3
Invesco
Invesco
Georgia
+$521K
4
Morgan Stanley
Morgan Stanley
New York
+$498K
5
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$364K

Top Sellers

1
MCP
Moab Capital Partners
New York
-$3.19M
2
FM
Fondren Management
Texas
-$1.09M
3
CS
Credit Suisse
Switzerland
-$1.04M
4
NAM
Nexpoint Asset Management
Texas
-$868K
5
CB
Cadence Bank
Mississippi
-$380K
Name Holding Trade Value Shares
Change 		Change in
Stake
FIG
1
Fortress Investment Group
New York
$15.2M +$15.3M +348,337 New
AFG
2
American Financial Group
Ohio
$4.96M – – –
VEA
3
Virtus ETF Advisers
New York
$2.4M +$692K +15,733 +40%
FM
4
Fondren Management
Texas
$2.38M -$1.09M -24,669 -31%
RAM
5
Roumell Asset Management
Maryland
$2.26M -$21.8K -495 -0.9%
Morgan Stanley
6
Morgan Stanley
New York
$2.22M +$498K +11,309 +29%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$1.21M – – –
CIM
8
Confluence Investment Management
Missouri
$1.09M – – –
Mackenzie Financial
9
Mackenzie Financial
Ontario, Canada
$776K +$364K +8,280 +87%
Legal & General Group
10
Legal & General Group
United Kingdom
$623K +$43.4K +985 +7%
WFI
11
West Family Investments
California
$524K – – –
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$523K -$25.5K -580 -5%
GIM
13
Greenwich Investment Management
Connecticut
$520K -$32.7K -743 -6%
Invesco
14
Invesco
Georgia
$516K +$521K +11,839 New
UBS Group
15
UBS Group
Switzerland
$488K -$349K -7,919 -41%
PA
16
PFG Advisors
Arizona
$374K -$38.5K -875 -9%
AAM
17
Advisors Asset Management
Colorado
$313K -$2.73K -62 -0.9%
CB
18
Cadence Bank
Mississippi
$297K -$380K -8,635 -56%
SCM
19
Springhouse Capital Management
Connecticut
$280K – – –
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$226K -$79.8K -1,813 -26%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$224K – – –
RG
22
Retirement Group
California
$202K +$204K +4,633 New
CHAM
23
Clear Harbor Asset Management
Connecticut
$175K +$177K +4,019 New
WG
24
Welch Group
Alabama
$149K – – –
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$146K -$14.8K -336 -9%
1
2 3

PFX Hedge Fund Activity: Q4 2019 in Review

52 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q4 2019, worth a combined $39.1M — up 4.4% from $37.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of PFX and 9 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 7 added.

The largest buyer was Fortress Investment Group, opening a new position worth an estimated $15.3M. The largest seller was Moab Capital Partners, exiting entirely with an estimated $3.19M sold.

  • 52 institutional investors held PhenixFIN (PFX) as of Q4 2019, down from 56 in Q3 2019.
  • Funds reported $39.1M of PhenixFIN stock for Q4 2019, up 4.4% quarter-over-quarter.
  • 9 funds opened new PhenixFIN positions in Q4 2019 and 11 closed out, a net change of -2 holders.
  • The largest PhenixFIN buyer in Q4 2019 was Fortress Investment Group, an estimated $15.3M added.
  • The largest PhenixFIN seller in Q4 2019 was Moab Capital Partners, an estimated $3.19M sold.

Based on aggregated 13F filings for Q4 2019.