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PhenixFIN

20 hedge funds and large institutions have $25.2M invested in PhenixFIN in 2022 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.39% more ownership

Funds ownership: 27.06%31.45% (+4.4%)

5% less funds holding

Funds holding: 2120 (-1)

9% less capital invested

Capital invested by funds: $27.6M → $25.2M (-$2.43M)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
5
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$6.3M
2L
2
22NW LP
Washington
$4.3M
AC
3
Almitas Capital
California
$3.64M +$58.7K +1,508 +2%
ACM
4
Adalta Capital Management
New York
$3.32M +$578K +14,845 +19%
Morgan Stanley
5
Morgan Stanley
New York
$2.78M -$80K -2,053 -3%
AFG
6
American Financial Group
Ohio
$2.35M
Legal & General Group
7
Legal & General Group
United Kingdom
$605K
CIM
8
Confluence Investment Management
Missouri
$525K -$368K -9,449 -39%
SPF
9
Steven Patrick Farmer
$525K +$567K +14,551 New
GIM
10
Greenwich Investment Management
Connecticut
$409K +$11.1K +284 +3%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$135K -$71.6K -1,837 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$135K -$29.2K -750 -17%
CLOS
13
Compagnie Lombard Odier SCmA
Switzerland
$90K
RG
14
Retirement Group
California
$63K -$60.5K -1,554 -47%
UBS Group
15
UBS Group
Switzerland
$22K +$10.2K +262 +76%
Wells Fargo
16
Wells Fargo
California
$11K +$1.01K +26 +9%
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$5K
GWM
18
Geneos Wealth Management
Colorado
$4K
Bank of America
19
Bank of America
North Carolina
$1K -$974 -25 -50%
TRCT
20
Tower Research Capital (TRC)
New York
-$11K -277 Closed
AF
21
Advisornet Financial
Minnesota
-$3K -65 Closed

PFX Hedge Fund Activity: Q2 2022 in Review

20 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2022, worth a combined $25.2M — down 8.8% from $27.6M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PFX and 1 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 5 added.

The largest buyer was Adalta Capital Management, adding an estimated $578K. The largest seller was Confluence Investment Management, cutting an estimated $368K.

  • 20 institutional investors held PhenixFIN (PFX) as of Q2 2022, down from 21 in Q1 2022.
  • Funds reported $25.2M of PhenixFIN stock for Q2 2022, down 8.8% quarter-over-quarter.
  • 1 fund opened new PhenixFIN positions in Q2 2022 and 2 closed out, a net change of -1 holder.
  • The largest PhenixFIN buyer in Q2 2022 was Adalta Capital Management, an estimated $578K added.
  • The largest PhenixFIN seller in Q2 2022 was Confluence Investment Management, an estimated $368K sold.

Based on aggregated 13F filings for Q2 2022.