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PhenixFIN
PFX

19 hedge funds and large institutions have $21.9M invested in PhenixFIN in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

14% more capital invested

Capital invested by funds: $19.2M → $21.9M (+$2.7M)

6% more funds holding

Funds holding: 18 → 19 (+1)

0.47% less ownership

Funds ownership: 29.41% → 28.94% (-0.47%)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
2
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Adalta Capital Management
New York
+$251K
2
National Bank of Canada
National Bank of Canada
Quebec, Canada
+$3.67K
3
WIM
WealthPlan Investment Management
Nebraska
+$892
4
SS
Sunbelt Securities
Texas
+$571
5
TRCT
Tower Research Capital (TRC)
New York
+$36

Top Sellers

1
GIM
Greenwich Investment Management
Connecticut
-$330K
2
UBS Group
UBS Group
Switzerland
-$107K
3
Morgan Stanley
Morgan Stanley
New York
-$94.8K
4
Osaic Holdings
Osaic Holdings
Arizona
-$11.9K
5
RG
Retirement Group
California
-$10.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$6.22M – – –
ACM
2
Adalta Capital Management
New York
$4.54M +$251K +7,026 +6%
2L
3
22NW LP
Washington
$4.24M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.62M -$94.8K -2,657 -4%
AFG
5
American Financial Group
Ohio
$2.32M – – –
Legal & General Group
6
Legal & General Group
United Kingdom
$609K – – –
AC
7
Almitas Capital
California
$552K – – –
CIM
8
Confluence Investment Management
Missouri
$531K – – –
CLOS
9
Compagnie Lombard Odier SCmA
Switzerland
$92.7K – – –
Osaic Holdings
10
Osaic Holdings
Arizona
$86K -$11.9K -333 -12%
RG
11
Retirement Group
California
$51K -$10.5K -293 -17%
UBS Group
12
UBS Group
Switzerland
$21.1K -$107K -3,004 -84%
National Bank of Canada
13
National Bank of Canada
Quebec, Canada
$13.4K +$3.67K +103 +38%
Wells Fargo
14
Wells Fargo
California
$11.4K -$36 -1 -0.3%
Bank of America
15
Bank of America
North Carolina
$900 – – –
WIM
16
WealthPlan Investment Management
Nebraska
$900 +$892 +25 New
SS
17
Sunbelt Securities
Texas
$576 +$571 +16 New
HNB
18
Huntington National Bank
Ohio
$1 – – –
GIM
19
Greenwich Investment Management
Connecticut
– -$330K -10,632 Closed
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
– -$4K -150 Closed
TRCT
21
Tower Research Capital (TRC)
New York
– +$36 +1 New

PFX Hedge Fund Activity: Q1 2023 in Review

19 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2023, worth a combined $21.9M — up 14% from $19.2M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PFX positions and 2 closed out — a net gain of 1 holder — while 2 added to existing stakes and 5 trimmed.

The largest buyer was Adalta Capital Management, adding an estimated $251K. The largest seller was Greenwich Investment Management, exiting entirely with an estimated $330K sold.

  • 19 institutional investors held PhenixFIN (PFX) as of Q1 2023, up from 18 in Q4 2022.
  • Funds reported $21.9M of PhenixFIN stock for Q1 2023, up 14% quarter-over-quarter.
  • 3 funds opened new PhenixFIN positions in Q1 2023 and 2 closed out, a net change of +1 holder.
  • The largest PhenixFIN buyer in Q1 2023 was Adalta Capital Management, an estimated $251K added.
  • The largest PhenixFIN seller in Q1 2023 was Greenwich Investment Management, an estimated $330K sold.

Based on aggregated 13F filings for Q1 2023.