Adalta Capital Management’s PhenixFIN PFX Stock Holding History

Adalta Capital Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$6.86M	Hold	175,569	–	–	3.28%	10
2025 Q4	$7.84M	Buy	175,569 +2,630	+2%	+$116K	3.5%	10
2025 Q3	$8.21M	Buy	172,939 +3,100	+2%	+$152K	3.73%	8
2025 Q2	$8.62M	Buy	169,839 +1,390	+0.8%	+$69.3K	4.33%	7
2025 Q1	$8.93M	Buy	168,449 +12,925	+8%	+$660K	4.76%	6
2024 Q4	$7.78M	Buy	155,524 +5,921	+4%	+$284K	4.06%	9
2024 Q3	$7.09M	Sell	149,603 -301	-0.2%	-$14.2K	3.66%	10
2024 Q2	$7.01M	Buy	149,904 +7,595	+5%	+$343K	3.81%	10
2024 Q1	$6.26M	Buy	142,309 +6,595	+5%	+$293K	3.46%	11
2023 Q4	$5.71M	Buy	135,714 +3,715	+3%	+$141K	3.45%	11
2023 Q3	$5.01M	Buy	131,999 +1,500	+1%	+$56.4K	3.42%	11
2023 Q2	$4.96M	Buy	130,499 +4,500	+4%	+$162K	3.31%	11
2023 Q1	$4.54M	Buy	125,999 +7,026	+6%	+$251K	3.17%	11
2022 Q4	$3.7M	Buy	118,973 +6,893	+6%	+$241K	2.61%	13
2022 Q3	$3.89M	Buy	112,080 +20,800	+23%	+$761K	2.79%	13
2022 Q2	$3.32M	Buy	91,280 +14,845	+19%	+$578K	2.15%	15
2022 Q1	$3.12M	Buy	76,435 +33,000	+76%	+$1.33M	1.55%	20
2021 Q4	$1.82M	Buy	43,435 +24,200	+126%	+$1.02M	0.84%	26
2021 Q3	$825K	Buy	19,235 +9,235	+92%	+$386K	0.46%	38
2021 Q2	$407K	Buy	+10,000	New	+$379K	0.22%	55

Other funds holding PFX

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

22NW LP Seattle, Washington $146M AUM 29.83% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Allworth Financial Folsom, California $24.6B AUM 15.55% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return