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PhenixFIN

25 hedge funds and large institutions have $16.9M invested in PhenixFIN in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $15.9M → $16.9M (+$1.04M)

0.41% more ownership

Funds ownership: 14.43%14.84% (+0.41%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

4% less funds holding

Funds holding: 2625 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
25
Holders Change
-1
Holders Change %
-3.85%
% of All Funds
0.44%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
Increased
6
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
2L
1
22NW LP
Washington
$5.06M
Morgan Stanley
2
Morgan Stanley
New York
$3.05M +$46.5K +1,113 +2%
AFG
3
American Financial Group
Ohio
$2.76M
MCP
4
Moab Capital Partners
New York
$1.78M +$79.6K +1,906 +5%
CIM
5
Confluence Investment Management
Missouri
$1M
ACM
6
Adalta Capital Management
New York
$825K +$386K +9,235 +92%
Legal & General Group
7
Legal & General Group
United Kingdom
$711K -$27.2K -652 -4%
Millennium Management
8
Millennium Management
New York
$391K -$86.8K -2,079 -19%
LW
9
Linscomb Wealth
Texas
$337K
Osaic Holdings
10
Osaic Holdings
Arizona
$256K -$3.3K -79 -1%
RG
11
Retirement Group
California
$173K +$42 +1 +0%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$141K +$50.1K +1,200 +58%
OSAM
13
O'Shaughnessy Asset Management
Connecticut
$122K +$42.8K +1,024 +56%
BCV
14
Banque Cantonale Vaudoise
Switzerland
$107K
CLOS
15
Compagnie Lombard Odier SCmA
Switzerland
$107K
UBS Group
16
UBS Group
Switzerland
$31K -$18K -430 -37%
APWA
17
Atlas Private Wealth Advisors
New Jersey
$23K -$17.7K -424 -44%
AWM
18
Accel Wealth Management
Iowa
$12K
Wells Fargo
19
Wells Fargo
California
$11K -$1.09K -26 -9%
Bank of America
20
Bank of America
North Carolina
$9K
BWA
21
BDO Wealth Advisors
Florida
$7K
SWM
22
Spire Wealth Management
Virginia
$6K
GWM
23
Geneos Wealth Management
Colorado
$5K
RCA
24
Ranch Capital Advisors
Florida
$4K
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$232K -5,719 Closed

PFX Hedge Fund Activity: Q3 2021 in Review

25 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2021, worth a combined $16.9M — up 6.6% from $15.9M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of PFX and 0 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 6 added.

The largest buyer was Adalta Capital Management, adding an estimated $386K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $232K sold.

  • 25 institutional investors held PhenixFIN (PFX) as of Q3 2021, down from 26 in Q2 2021.
  • Funds reported $16.9M of PhenixFIN stock for Q3 2021, up 6.6% quarter-over-quarter.
  • 0 funds opened new PhenixFIN positions in Q3 2021 and 1 closed out, a net change of -1 holder.
  • The largest PhenixFIN buyer in Q3 2021 was Adalta Capital Management, an estimated $386K added.
  • The largest PhenixFIN seller in Q3 2021 was Susquehanna International Group, an estimated $232K sold.

Based on aggregated 13F filings for Q3 2021.