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PhenixFIN
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Overview Fund Activity

93 hedge funds and large institutions have $89.6M invested in PhenixFIN in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 22 increasing their positions, 37 reducing their positions, and 15 closing their positions.

Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.11%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
16
Increased
22
Reduced
37
Closed
15
Calls
–
Puts
$65K
Net Calls
-$65K
Net Calls Change
+$35K

Top Buyers

1
PAM
1
PVG Asset Management
Colorado
$8.5M
2
RAM
2
Roumell Asset Management
Maryland
$5.14M
3
RA
3
Rational Advisors
New York
$2.44M
4
CAS
4
Cue Advisory Services
Arizona
$1.87M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.56M

Top Sellers

1
AR
1
Advisory Research
Illinois
$1.03M
2
SMDAM
2
Sumitomo Mitsui DS Asset Management
Japan
$934K
3
Morgan Stanley
3
Morgan Stanley
New York
$1.68M
4
Wells Fargo
4
Wells Fargo
California
$1.97M
5
UBS Group
5
UBS Group
Switzerland
$3.73M
Name Market Value Shares Shares
Change 		Shares
Change %
AFG
1
American Financial Group
Ohio
$11.9M 2,274,013 +74,155 +3%
PAM
2
PVG Asset Management
Colorado
$8.5M 1,627,544 +1,612,789 +10,930%
Invesco
3
Invesco
Georgia
$8.47M 1,622,611 -122,487 -7%
RAM
4
Roumell Asset Management
Maryland
$5.14M 984,550 +548,680 +126%
AM
5
Ares Management
California
$5.01M 960,210 -6,000 -0.6%
UBS Group
6
UBS Group
Switzerland
$3.73M 715,238 -125,066 -15%
CIM
7
Confluence Investment Management
Missouri
$3.06M 586,714 -507 -0.1%
GC
8
Guggenheim Capital
Illinois
$2.87M 549,678 -37,815 -6%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$2.87M 549,000 – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$2.56M 489,335 +152,253 +45%
RA
11
Rational Advisors
New York
$2.44M 468,000 +468,000 New
AAM
12
Advisors Asset Management
Colorado
$2.41M 461,639 +58,185 +14%
Wells Fargo
13
Wells Fargo
California
$1.97M 376,361 -138,023 -27%
WFI
14
West Family Investments
California
$1.92M 367,236 – –
VanEck Associates
15
VanEck Associates
New York
$1.89M 362,235 +6,014 +2%
CAS
16
Cue Advisory Services
Arizona
$1.87M 357,600 +155,700 +77%
BlackRock
17
BlackRock
New York
$1.83M 350,650 +24,856 +8%
Morgan Stanley
18
Morgan Stanley
New York
$1.68M 322,767 -385,313 -54%
MVP
19
Miller Value Partners
Florida
$1.37M 262,834 – –
Two Sigma Investments
20
Two Sigma Investments
New York
$1.18M 226,719 +129,334 +133%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.15M 220,507 -37,707 -15%
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$1.13M 216,053 -121,303 -36%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.05M 201,393 -27,222 -12%
AR
24
Advisory Research
Illinois
$1.03M 196,553 -397,679 -67%
SMDAM
25
Sumitomo Mitsui DS Asset Management
Japan
$934K 179,117 -394,951 -69%
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