Sumitomo Mitsui DS Asset Management’s PhenixFIN PFX Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-8,956	Closed	-$934K	–	785
2017 Q4	$934K	Sell	8,956 -19,747	-69%	-$2.25M	0.01%	540
2017 Q3	$3.43M	Buy	28,703 +2,538	+10%	+$315K	0.05%	256
2017 Q2	$3.34M	Buy	26,165 +5,791	+28%	+$787K	0.05%	262
2017 Q1	$3.13M	Buy	20,374 +9,422	+86%	+$1.44M	0.05%	274
2016 Q4	$1.65M	Buy	10,952 +6,574	+150%	+$1M	0.03%	351
2016 Q3	$668K	Buy	+4,378	New	+$649K	0.01%	550
2014 Q2	–	Sell	-2,783	Closed	-$757K	–	784
2014 Q1	$757K	Sell	2,783 -2,426	-47%	-$678K	0.02%	588
2013 Q4	$1.44M	Buy	+5,209	New	+$1.46M	0.04%	398

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Rational Advisors Huntington, New York $980M AUM 9.86% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's PFX Position: Q1 2018 in Review

Sumitomo Mitsui DS Asset Management sold out of PhenixFIN (PFX) in Q1 2018, closing a stake of 8,956 shares — an estimated $934K sold.

Sumitomo Mitsui DS Asset Management first reported a position in PFX in Q4 2013 and held it in 8 quarters. The position peaked at $3.43M in Q3 2017. 79 funds tracked by Wall St. Rank hold PFX as of Q1 2018.

Sumitomo Mitsui DS Asset Management reported no remaining PhenixFIN position as of Q1 2018 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 8,956 PhenixFIN shares in Q1 2018, an estimated $934K.
Sumitomo Mitsui DS Asset Management first reported a position in PhenixFIN in Q4 2013 and held it in 8 quarters.
Sumitomo Mitsui DS Asset Management's PhenixFIN position peaked at $3.43M in Q3 2017.
79 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2018.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q1 2018, filed 25 Apr 2018.