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PhenixFIN

91 hedge funds and large institutions have $92.6M invested in PhenixFIN in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 32 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.02% less ownership

Funds ownership: 1.48%1.46% (-0.02%)

7% less funds holding

Funds holding: 9891 (-7)

10% less capital invested

Capital invested by funds: $103M → $92.6M (-$10.9M)

22% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 32

31% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 16

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $100K

Holders
91
Holders Change
-7
Holders Change %
-7.14%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
25
Reduced
32
Closed
16
Calls
Puts
$100K
Net Calls
-$100K
Net Calls Change
-$40K
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
1
American Financial Group
Ohio
$13.1M
Invesco
2
Invesco
Georgia
$10.4M -$670K -5,404 -6%
AM
3
Ares Management
California
$5.77M
UBS Group
4
UBS Group
Switzerland
$5.02M -$15.7K -127 -0.3%
Morgan Stanley
5
Morgan Stanley
New York
$4.23M +$878K +7,085 +25%
AR
6
Advisory Research
Illinois
$3.55M +$312K +2,514 +9%
GC
7
Guggenheim Capital
Illinois
$3.51M +$73K +589 +2%
CIM
8
Confluence Investment Management
Missouri
$3.51M
SMDAM
9
Sumitomo Mitsui DS Asset Management
Japan
$3.43M +$315K +2,538 +10%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$3.28M +$241K +1,942 +8%
Wells Fargo
11
Wells Fargo
California
$3.07M +$20.7K +167 +0.7%
RAM
12
Roumell Asset Management
Maryland
$2.6M +$2.7M +21,794 New
AAM
13
Advisors Asset Management
Colorado
$2.41M +$33.1K +267 +1%
VanEck Associates
14
VanEck Associates
New York
$2.13M -$575K -4,639 -21%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2.01M -$27.4K -221 -1%
JP Morgan Chase
16
JP Morgan Chase
New York
$1.98M +$1.05M +8,433 +100%
BlackRock
17
BlackRock
New York
$1.95M -$305K -2,461 -13%
MVP
18
Miller Value Partners
Florida
$1.57M
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.54M -$836K -6,745 -34%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.36M +$9.42K +76 +0.7%
CAS
21
Cue Advisory Services
Arizona
$1.21M -$49.6K -400 -4%
NFA
22
Nuveen Fund Advisors
Illinois
$1.11M -$129K -1,039 -10%
Goldman Sachs
23
Goldman Sachs
New York
$1.1M +$295K +2,376 +35%
Legal & General Group
24
Legal & General Group
United Kingdom
$1M +$172K +1,385 +20%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$851K +$517K +4,174 +141%

PFX Hedge Fund Activity: Q3 2017 in Review

91 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2017, worth a combined $92.6M — down 10% from $103M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of PFX and 11 opened new positions — a net loss of 5 holders — while 32 trimmed existing stakes and 25 added.

The largest buyer was Roumell Asset Management, opening a new position worth an estimated $2.7M. The largest seller was Muzinich & Co, exiting entirely with an estimated $2.91M sold.

  • 91 institutional investors held PhenixFIN (PFX) as of Q3 2017, down from 98 in Q2 2017.
  • Funds reported $92.6M of PhenixFIN stock for Q3 2017, down 10% quarter-over-quarter.
  • 11 funds opened new PhenixFIN positions in Q3 2017 and 16 closed out, a net change of -5 holders.
  • The largest PhenixFIN buyer in Q3 2017 was Roumell Asset Management, an estimated $2.7M added.
  • The largest PhenixFIN seller in Q3 2017 was Muzinich & Co, an estimated $2.91M sold.

Based on aggregated 13F filings for Q3 2017.