D.E. Shaw & Co
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D.E. Shaw & Co’s PhenixFIN PFX Stock Holding History

D.E. Shaw & Co’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-1,259
Closed -$65K – 4125
2019
Q3 		$65K Sell
1,259
-888
-41% -$45.9K ﹤0.01% 3716
2019
Q2 		$100K Sell
2,147
-350
-14% -$20.4K ﹤0.01% 3547
2019
Q1 		$155K Buy
2,497
+1,672
+203% +$105K ﹤0.01% 3432
2018
Q4 		$44K Buy
825
+10
+1% +$705 ﹤0.01% 3685
2018
Q3 		$62K Sell
815
-285
-26% -$21K ﹤0.01% 3648
2018
Q2 		$76K Sell
1,100
-615
-36% -$46.8K ﹤0.01% 3633
2018
Q1 		$137K Sell
1,715
-2,258
-57% -$207K ﹤0.01% 3371
2017
Q4 		$415K Sell
3,973
-3,154
-44% -$360K ﹤0.01% 3086
2017
Q3 		$851K Buy
7,127
+4,174
+141% +$517K ﹤0.01% 2589
2017
Q2 		$377K Sell
2,953
-2,749
-48% -$374K ﹤0.01% 2939
2017
Q1 		$877K Sell
5,702
-123
-2% -$18.8K ﹤0.01% 2385
2016
Q4 		$875K Buy
+5,825
New +$889K ﹤0.01% 2535
2015
Q1 		– Sell
-682
Closed -$126K – 3908
2014
Q4 		$126K Sell
682
-10,255
-94% -$2.23M ﹤0.01% 3880
2014
Q3 		$2.58M Buy
+10,937
New +$2.8M ﹤0.01% 2045
2013
Q4 		– Sell
-8,591
Closed -$2.37M – 4640
2013
Q3 		$2.37M Buy
+8,591
New +$2.39M ﹤0.01% 2274

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
RAM
Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Mackenzie Financial
Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

D.E. Shaw & Co's PFX Position: Q4 2019 in Review

D.E. Shaw & Co sold out of PhenixFIN (PFX) in Q4 2019, closing a stake of 1,259 shares — an estimated $65K sold.

D.E. Shaw & Co first reported a position in PFX in Q3 2013 and held it in 15 quarters. The position peaked at $2.58M in Q3 2014. 52 funds tracked by Wall St. Rank hold PFX as of Q4 2019.

  • D.E. Shaw & Co reported no remaining PhenixFIN position as of Q4 2019 after selling out during the quarter.
  • D.E. Shaw & Co sold 1,259 PhenixFIN shares in Q4 2019, an estimated $65K.
  • D.E. Shaw & Co first reported a position in PhenixFIN in Q3 2013 and held it in 15 quarters.
  • D.E. Shaw & Co's PhenixFIN position peaked at $2.58M in Q3 2014.
  • 52 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2019.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.