D.E. Shaw & Co’s PhenixFIN PFX Stock Holding History

D.E. Shaw & Co’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-500	Closed	-$136K	–	4416
2013 Q2	$136K	Buy	+500	New	+$146K	﹤0.01%	3832

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

D.E. Shaw & Co's PFX Position: Q4 2019 in Review

D.E. Shaw & Co sold out of PhenixFIN (PFX) in Q4 2019, closing a stake of 1,259 shares — an estimated $65K sold.

D.E. Shaw & Co first reported a position in PFX in Q3 2013 and held it in 15 quarters. The position peaked at $2.58M in Q3 2014. 52 funds tracked by Wall St. Rank hold PFX as of Q4 2019.

D.E. Shaw & Co reported no remaining PhenixFIN position as of Q4 2019 after selling out during the quarter.
D.E. Shaw & Co sold 1,259 PhenixFIN shares in Q4 2019, an estimated $65K.
D.E. Shaw & Co first reported a position in PhenixFIN in Q3 2013 and held it in 15 quarters.
D.E. Shaw & Co's PhenixFIN position peaked at $2.58M in Q3 2014.
52 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2019.

Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.