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PhenixFIN
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Overview Fund Activity

106 hedge funds and large institutions have $277M invested in PhenixFIN in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 56 increasing their positions, 24 reducing their positions, and 30 closing their positions.

Holders
106
Holders Change
-13
Holders Change %
-10.92%
% of All Funds
3.05%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
17
Increased
56
Reduced
24
Closed
30
Calls
$222K
Puts
$1.1M
Net Calls
-$875K
Net Calls Change
-$432K

Top Buyers

1
VM
1
Varde Management
Minnesota
$11.2M
2
U
2
UBS
Switzerland
$21.3M
3
AllianceBernstein
3
AllianceBernstein
Tennessee
$6.38M
4
AAM
4
Advisors Asset Management
Colorado
$17.3M
5
CS
5
Credit Suisse
Switzerland
$6.13M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
ClearBridge Investments
2
ClearBridge Investments
New York
$17.4M
3
State Street
3
State Street
Massachusetts
$2.22M
4
BIT
4
BlackRock Institutional Trust
California
$0
5
PI
5
Putnam Investments
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
1
Ameriprise
Minnesota
$31.3M 2,398,472 +24,199 +1%
U
2
UBS
Switzerland
$21.3M 1,632,981 +556,882 +52%
ClearBridge Investments
3
ClearBridge Investments
New York
$17.4M 1,331,260 -1,149,030 -46%
AAM
4
Advisors Asset Management
Colorado
$17.3M 1,327,973 +343,696 +35%
Invesco
5
Invesco
Georgia
$16.9M 1,294,908 +259,434 +25%
VM
6
Varde Management
Minnesota
$11.2M 855,958 +855,958 New
CIM
7
Confluence Investment Management
Missouri
$10.3M 787,707 +48,735 +7%
YMRC
8
Yorktown Management & Research Company
Virginia
$8.14M 623,500 +160,000 +35%
HCM
9
Hilton Capital Management
New York
$8.03M 615,100 +72,713 +13%
BTS
10
BB&T Securities
Virginia
$7.64M 58,466 +4,201 +8%
Principal Financial Group
11
Principal Financial Group
Iowa
$7.62M 583,573 +13,529 +2%
Wells Fargo
12
Wells Fargo
California
$7.29M 558,253 +152,968 +38%
Morgan Stanley
13
Morgan Stanley
New York
$6.92M 529,876 +260,171 +96%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$6.79M 520,041 +79,848 +18%
SAM
15
Selway Asset Management
$6.71M 513,380 +209,655 +69%
AllianceBernstein
16
AllianceBernstein
Tennessee
$6.38M 488,582 +430,542 +742%
CS
17
Credit Suisse
Switzerland
$6.13M 468,967 +273,642 +140%
NIMC
18
NWQ Investment Management Company
California
$5.97M 456,800 -111,393 -20%
Northern Trust
19
Northern Trust
Illinois
$4.94M 378,003 -131,267 -26%
BG
20
BlackRock Group
United Kingdom
$3.59M 274,661 -19,864 -7%
Deutsche Bank
21
Deutsche Bank
Germany
$3.51M 268,515 +236,398 +736%
SAM
22
Shikiar Asset Management
New York
$2.9M 222,150 +59,850 +37%
ACM
23
Avalon Capital Management
California
$2.38M 181,937 -1,740 -0.9%
KCM
24
Kennedy Capital Management
Missouri
$2.35M 180,225 +424 +0.2%
GC
25
Guggenheim Capital
Illinois
$2.3M 175,907 +79,213 +82%
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