ClearBridge Investments
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ClearBridge Investments’s PhenixFIN PFX Stock Holding History

ClearBridge Investments’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-66,563
Closed -$17.4M – 1193
2014
Q2 		$17.4M Sell
66,563
-57,452
-46% -$14.7M 0.02% 458
2014
Q1 		$33.8M Buy
124,015
+16,437
+15% +$4.59M 0.04% 350
2013
Q4 		$29.8M Buy
107,578
+22,236
+26% +$6.22M 0.04% 367
2013
Q3 		$23.5M Buy
85,342
+10,206
+14% +$2.84M 0.03% 382
2013
Q2 		$20.4M Buy
+75,136
New +$22M 0.03% 388

Other funds holding PFX

Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
VM
Varde Management Minneapolis, Minnesota $68.4M AUM 187.6% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.47B AUM 18.73% 1-Year Est. Return
SAM
Selway Asset Management $242M AUM 7.7% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

ClearBridge Investments's PFX Position: Q3 2014 in Review

ClearBridge Investments sold out of PhenixFIN (PFX) in Q3 2014, closing a stake of 66,563 shares — an estimated $17.4M sold.

ClearBridge Investments first reported a position in PFX in Q2 2013 and held it in 5 quarters. The position peaked at $33.8M in Q1 2014. 110 funds tracked by Wall St. Rank hold PFX as of Q3 2014.

  • ClearBridge Investments reported no remaining PhenixFIN position as of Q3 2014 after selling out during the quarter.
  • ClearBridge Investments sold 66,563 PhenixFIN shares in Q3 2014, an estimated $17.4M.
  • ClearBridge Investments first reported a position in PhenixFIN in Q2 2013 and held it in 5 quarters.
  • ClearBridge Investments's PhenixFIN position peaked at $33.8M in Q1 2014.
  • 110 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2014.

Based on ClearBridge Investments's 13F filing for Q3 2014, filed 14 Nov 2014.