Yorktown Management & Research Company’s PhenixFIN PFX Stock Holding History

Yorktown Management & Research Company’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-20,012	Closed	-$3.05M	–	390
2016 Q3	$3.05M	Buy	+20,012	New	+$2.97M	0.66%	47
2014 Q4	–	Sell	-34,000	Closed	-$8.03M	–	470
2014 Q3	$8.03M	Buy	34,000 +2,825	+9%	+$723K	1.54%	20
2014 Q2	$8.14M	Buy	31,175 +8,000	+35%	+$2.05M	1.51%	21
2014 Q1	$6.31M	Hold	23,175	–	–	1.2%	23
2013 Q4	$6.42M	Hold	23,175	–	–	1.29%	18
2013 Q3	$6.39M	Hold	23,175	–	–	1.37%	21
2013 Q2	$6.29M	Buy	+23,175	New	+$6.78M	1.33%	19

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $284M AUM 12.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

Yorktown Management & Research Company's PFX Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of PhenixFIN (PFX) in Q4 2016, closing a stake of 20,012 shares — an estimated $3.05M sold.

Yorktown Management & Research Company first reported a position in PFX in Q2 2013 and held it in 7 quarters. The position peaked at $8.14M in Q2 2014. 106 funds tracked by Wall St. Rank hold PFX as of Q4 2016.

Yorktown Management & Research Company reported no remaining PhenixFIN position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 20,012 PhenixFIN shares in Q4 2016, an estimated $3.05M.
Yorktown Management & Research Company first reported a position in PhenixFIN in Q2 2013 and held it in 7 quarters.
Yorktown Management & Research Company's PhenixFIN position peaked at $8.14M in Q2 2014.
106 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.