Yorktown Management & Research Company’s PhenixFIN PFX Stock Holding History

Yorktown Management & Research Company’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-20,012	Closed	-$3.05M	–	390
2016 Q3	$3.05M	Buy	+20,012	New	+$2.97M	0.66%	47
2014 Q4	–	Sell	-34,000	Closed	-$8.03M	–	470
2014 Q3	$8.03M	Buy	34,000 +2,825	+9%	+$723K	1.54%	20
2014 Q2	$8.14M	Buy	31,175 +8,000	+35%	+$2.05M	1.51%	21
2014 Q1	$6.31M	Hold	23,175	–	–	1.2%	23
2013 Q4	$6.42M	Hold	23,175	–	–	1.29%	18
2013 Q3	$6.39M	Hold	23,175	–	–	1.37%	21
2013 Q2	$6.29M	Buy	+23,175	New	+$6.78M	1.33%	19

Other funds holding PFX

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return