PVG Asset Management’s PhenixFIN PFX Stock Holding History

PVG Asset Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	$6.2K	Buy	+533	New	+$18K	0.01%	56
2018 Q3	–	Sell	-54,853	Closed	-$3.81M	–	99
2018 Q2	$3.81M	Sell	54,853 -17,336	-24%	-$1.32M	2.26%	9
2018 Q1	$5.75M	Sell	72,189 -9,188	-11%	-$842K	3.21%	7
2017 Q4	$8.5M	Buy	81,377 +80,639	+10,927%	+$9.2M	3.88%	5
2017 Q3	$88.1K	Sell	738 -448	-38%	-$55.5K	0.04%	74
2017 Q2	$152K	Sell	1,186 -7,061	-86%	-$960K	0.06%	62
2017 Q1	$1.27M	Sell	8,247 -25,800	-76%	-$3.94M	0.39%	63
2016 Q4	$5.11M	Sell	34,047 -14,692	-30%	-$2.24M	2.15%	10
2016 Q3	$7.44M	Sell	48,739 -15,328	-24%	-$2.27M	3.15%	6
2016 Q2	$8.58M	Sell	64,067 -28,889	-31%	-$3.83M	3.56%	5
2016 Q1	$12.3M	Sell	92,956 -4,331	-4%	-$554K	4.8%	2
2015 Q4	$14.6M	Buy	97,287 +13,059	+16%	+$1.99M	5.91%	2
2015 Q3	$12.5M	Sell	84,228 -14,049	-14%	-$2.39M	4.4%	3
2015 Q2	$17.5M	Buy	98,277 +6,077	+7%	+$1.12M	5.67%	2
2015 Q1	$16.9M	Sell	92,200 -13,589	-13%	-$2.53M	5.08%	3
2014 Q4	$19.5M	Buy	+105,789	New	+$23M	4.65%	4

Other funds holding PFX

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

RAM

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

PVG Asset Management's PFX Position: Q1 2020 in Review

PVG Asset Management opened a new position in PhenixFIN (PFX) in Q1 2020: 533 shares worth $6.2K. The stake represents 0.01% of the portfolio and ranks #56 among its holdings. This is a return to the name: PVG Asset Management previously reported a position in PFX as recently as Q2 2018.

PVG Asset Management first reported a position in PFX in Q4 2014 and has held it in 16 quarters since. The position peaked at $19.5M in Q4 2014. 50 funds tracked by Wall St. Rank hold PFX as of Q1 2020.

PVG Asset Management held 533 shares of PhenixFIN worth $6.2K as of Q1 2020.
PhenixFIN was a new PVG Asset Management position in Q1 2020.
PhenixFIN made up 0.01% of PVG Asset Management's portfolio in Q1 2020, its #56 holding.
PVG Asset Management first reported a position in PhenixFIN in Q4 2014 and has held it in 16 quarters since.
PVG Asset Management's PhenixFIN position peaked at $19.5M in Q4 2014.
50 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2020.

Based on PVG Asset Management's 13F filing for Q1 2020, filed 15 May 2020.