Ameriprise
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Ameriprise’s PhenixFIN PFX Stock Holding History

Ameriprise’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-510
Closed -$35K – 3766
2018
Q2 		$35K Sell
510
-14
-3% -$1.07K ﹤0.01% 3610
2018
Q1 		$42K Sell
524
-142
-21% -$13K ﹤0.01% 3595
2017
Q4 		$70K Sell
666
-758
-53% -$86.5K ﹤0.01% 3582
2017
Q3 		$170K Sell
1,424
-597
-30% -$74K ﹤0.01% 3546
2017
Q2 		$258K Sell
2,021
-8
-0.4% -$1.09K ﹤0.01% 3479
2017
Q1 		$312K Sell
2,029
-86
-4% -$13.1K ﹤0.01% 3329
2016
Q4 		$317K Buy
2,115
+42
+2% +$6.41K ﹤0.01% 3464
2016
Q3 		$316K Sell
2,073
-761
-27% -$113K ﹤0.01% 3379
2016
Q2 		$380K Buy
2,834
+78
+3% +$10.3K ﹤0.01% 3278
2016
Q1 		$364K Buy
2,756
+164
+6% +$21K ﹤0.01% 3289
2015
Q4 		$390K Sell
2,592
-153
-6% -$23.3K ﹤0.01% 3369
2015
Q3 		$408K Buy
+2,745
New +$467K ﹤0.01% 3354
2015
Q2 		– Sell
-40,757
Closed -$7.46M – 4059
2015
Q1 		$7.46M Sell
40,757
-61,772
-60% -$11.5M ﹤0.01% 1808
2014
Q4 		$18.9M Sell
102,529
-19,654
-16% -$4.27M 0.01% 1004
2014
Q3 		$28.9M Buy
122,183
+2,259
+2% +$578K 0.02% 752
2014
Q2 		$31.3M Buy
119,924
+1,210
+1% +$310K 0.02% 758
2014
Q1 		$32.3M Buy
118,714
+48,772
+70% +$13.6M 0.02% 732
2013
Q4 		$19.4M Buy
69,942
+1,642
+2% +$459K 0.01% 1013
2013
Q3 		$18.8M Buy
68,300
+9,109
+15% +$2.53M 0.01% 1028
2013
Q2 		$16.1M Buy
+59,191
New +$17.3M 0.01% 1117

Other funds holding PFX

AFG
American Financial Group Cincinnati, Ohio $284M AUM 12.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
MCP
Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return
FCG
FrontFour Capital Group Greenwich, Connecticut $26.5M AUM 17.69% 1-Year Est. Return
RAM
Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Ameriprise's PFX Position: Q3 2018 in Review

Ameriprise sold out of PhenixFIN (PFX) in Q3 2018, closing a stake of 510 shares — an estimated $35K sold.

Ameriprise first reported a position in PFX in Q2 2013 and held it in 20 quarters. The position peaked at $32.3M in Q1 2014. 65 funds tracked by Wall St. Rank hold PFX as of Q3 2018.

  • Ameriprise reported no remaining PhenixFIN position as of Q3 2018 after selling out during the quarter.
  • Ameriprise sold 510 PhenixFIN shares in Q3 2018, an estimated $35K.
  • Ameriprise first reported a position in PhenixFIN in Q2 2013 and held it in 20 quarters.
  • Ameriprise's PhenixFIN position peaked at $32.3M in Q1 2014.
  • 65 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2018.

Based on Ameriprise's 13F filing for Q3 2018, filed 14 Nov 2018.