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PhenixFIN
PFX

17 hedge funds and large institutions have $21.2M invested in PhenixFIN in 2022 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.81% less ownership

Funds ownership: 31.45% → 27.63% (-3.8%)

15% less funds holding

Funds holding: 20 → 17 (-3)

16% less capital invested

Capital invested by funds: $25.2M → $21.2M (-$4.03M)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
17
Holders Change
-3
Holders Change %
-15%
% of All Funds
0.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
2
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
Adalta Capital Management
New York
+$761K
2
UBS Group
UBS Group
Switzerland
+$54.1K

Top Sellers

1
AC
Almitas Capital
California
-$3.09M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
-$135K
3
RG
Retirement Group
California
-$63.5K
4
Osaic Holdings
Osaic Holdings
Arizona
-$31K
5
Morgan Stanley
Morgan Stanley
New York
-$23.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$6.02M – – –
2L
2
22NW LP
Washington
$4.11M – – –
ACM
3
Adalta Capital Management
New York
$3.89M +$761K +20,800 +23%
Morgan Stanley
4
Morgan Stanley
New York
$2.64M -$23.9K -652 -0.9%
AFG
5
American Financial Group
Ohio
$2.24M – – –
Legal & General Group
6
Legal & General Group
United Kingdom
$578K – – –
AC
7
Almitas Capital
California
$535K -$3.09M -84,340 -85%
CIM
8
Confluence Investment Management
Missouri
$501K – – –
GIM
9
Greenwich Investment Management
Connecticut
$383K -$8.05K -220 -2%
Osaic Holdings
10
Osaic Holdings
Arizona
$99K -$31K -847 -23%
CLOS
11
Compagnie Lombard Odier SCmA
Switzerland
$86K – – –
UBS Group
12
UBS Group
Switzerland
$73K +$54.1K +1,478 +244%
Wells Fargo
13
Wells Fargo
California
$11K – – –
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$5K – – –
Bank of America
15
Bank of America
North Carolina
$1K – – –
TJHA
16
Thomas J. Herzfeld Advisors
Florida
– -$135K -3,700 Closed
RG
17
Retirement Group
California
– -$63.5K -1,736 -100%
GWM
18
Geneos Wealth Management
Colorado
– -$4K -135 Closed

PFX Hedge Fund Activity: Q3 2022 in Review

17 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2022, worth a combined $21.2M — down 16% from $25.2M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of PFX and 0 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 2 added.

The largest buyer was Adalta Capital Management, adding an estimated $761K. The largest seller was Almitas Capital, cutting an estimated $3.09M.

  • 17 institutional investors held PhenixFIN (PFX) as of Q3 2022, down from 20 in Q2 2022.
  • Funds reported $21.2M of PhenixFIN stock for Q3 2022, down 16% quarter-over-quarter.
  • 0 funds opened new PhenixFIN positions in Q3 2022 and 2 closed out, a net change of -2 holders.
  • The largest PhenixFIN buyer in Q3 2022 was Adalta Capital Management, an estimated $761K added.
  • The largest PhenixFIN seller in Q3 2022 was Almitas Capital, an estimated $3.09M sold.

Based on aggregated 13F filings for Q3 2022.