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Ladenburg Thalmann Financial Services’s PhenixFIN PFX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$523K Sell
11,994
-580
-5% -$25.5K ﹤0.01% 1775
2019
Q3 		$652K Sell
12,574
-285
-2% -$14.7K ﹤0.01% 1555
2019
Q2 		$602K Sell
12,859
-514
-4% -$30K ﹤0.01% 1597
2019
Q1 		$832K Buy
13,373
+355
+3% +$22.2K 0.01% 1308
2018
Q4 		$693K Sell
13,018
-1,549
-11% -$109K 0.01% 1301
2018
Q3 		$1.11M Sell
14,567
-1,995
-12% -$147K 0.01% 1059
2018
Q2 		$1.32M Hold
16,562
– – 0.01% 907
2018
Q1 		$1.32M Sell
16,562
-7,905
-32% -$724K 0.01% 907
2017
Q4 		$2.56M Buy
24,467
+7,613
+45% +$869K 0.02% 577
2017
Q3 		$2.01M Sell
16,854
-221
-1% -$27.4K 0.02% 615
2017
Q2 		$2.18M Buy
17,075
+2,811
+20% +$382K 0.03% 560
2017
Q1 		$2.19M Sell
14,264
-229
-2% -$35K 0.03% 534
2016
Q4 		$2.18M Buy
14,493
+9,233
+176% +$1.41M 0.03% 481
2016
Q3 		$803K Buy
5,260
+857
+19% +$127K 0.01% 914
2016
Q2 		$590K Buy
4,403
+106
+2% +$14K 0.01% 1033
2016
Q1 		$567K Sell
4,297
-1,241
-22% -$159K 0.01% 977
2015
Q4 		$834K Buy
5,538
+713
+15% +$109K 0.02% 773
2015
Q3 		$718K Buy
4,825
+595
+14% +$101K 0.01% 795
2015
Q2 		$754K Buy
4,230
+2,383
+129% +$438K 0.01% 851
2015
Q1 		$338K Buy
1,847
+60
+3% +$11.2K 0.01% 1242
2014
Q4 		$330K Buy
1,787
+66
+4% +$14.3K 0.01% 1133
2014
Q3 		$406K Buy
1,721
+218
+15% +$55.8K 0.01% 881
2014
Q2 		$393K Buy
1,503
+459
+44% +$118K 0.01% 873
2014
Q1 		$284K Buy
1,044
+1,026
+5,700% +$287K 0.01% 960
2013
Q4 		$5K Hold
18
– – ﹤0.01% 3264
2013
Q3 		$5K Hold
18
– – ﹤0.01% 3190
2013
Q2 		$5K Buy
+18
New +$5.27K ﹤0.01% 3055

Other funds holding PFX

FIG
Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
VEA
Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return
FM
Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return
RAM
Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
Mackenzie Financial
Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its PhenixFIN (PFX) stake by 4.6% in Q4 2019, selling an estimated $25.5K and leaving 11,994 shares worth $523K. The position accounts for ﹤0.01% of the portfolio, ranked #1775.

Ladenburg Thalmann Financial Services first reported a position in PFX in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.56M in Q4 2017. 52 funds tracked by Wall St. Rank hold PFX as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 11,994 shares of PhenixFIN worth $523K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 580 PhenixFIN shares in Q4 2019, an estimated $25.5K.
  • PhenixFIN made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1775 holding.
  • Ladenburg Thalmann Financial Services first reported a position in PhenixFIN in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's PhenixFIN position peaked at $2.56M in Q4 2017.
  • 52 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.