NIMC
PFX icon

NWQ Investment Management Company’s PhenixFIN PFX Stock Holding History

NWQ Investment Management Company’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-27,487
Closed -$5.08M – 172
2014
Q4 		$5.08M Buy
27,487
+5,598
+26% +$1.22M 0.06% 121
2014
Q3 		$5.17M Sell
21,889
-951
-4% -$243K 0.06% 130
2014
Q2 		$5.97M Sell
22,840
-5,570
-20% -$1.43M 0.06% 121
2014
Q1 		$7.73M Buy
28,410
+6,224
+28% +$1.74M 0.07% 116
2013
Q4 		$6.14M Sell
22,186
-15,217
-41% -$4.25M 0.05% 119
2013
Q3 		$10.3M Buy
37,403
+15,597
+72% +$4.34M 0.1% 97
2013
Q2 		$5.92M Buy
+21,806
New +$6.38M 0.05% 109

Other funds holding PFX

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

NWQ Investment Management Company's PFX Position: Q1 2015 in Review

NWQ Investment Management Company sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 27,487 shares — an estimated $5.08M sold.

NWQ Investment Management Company first reported a position in PFX in Q2 2013 and held it in 7 quarters. The position peaked at $10.3M in Q3 2013. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

  • NWQ Investment Management Company reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
  • NWQ Investment Management Company sold 27,487 PhenixFIN shares in Q1 2015, an estimated $5.08M.
  • NWQ Investment Management Company first reported a position in PhenixFIN in Q2 2013 and held it in 7 quarters.
  • NWQ Investment Management Company's PhenixFIN position peaked at $10.3M in Q3 2013.
  • 92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on NWQ Investment Management Company's 13F filing for Q1 2015, filed 14 May 2015.