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Rivernorth Capital Management’s PhenixFIN PFX Stock Holding History

Rivernorth Capital Management’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q2 		– Sell
-41,643
Closed -$5.5M – 163
2016
Q1 		$5.5M Sell
41,643
-47,177
-53% -$6.03M 0.34% 90
2015
Q4 		$13.4M Buy
88,820
+4,228
+5% +$645K 0.76% 37
2015
Q3 		$12.6M Buy
84,592
+11,773
+16% +$2M 0.77% 38
2015
Q2 		$13M Buy
72,819
+24,143
+50% +$4.44M 0.81% 44
2015
Q1 		$8.91M Sell
48,676
-3,647
-7% -$678K 0.6% 58
2014
Q4 		$9.67M Buy
+52,323
New +$11.4M 0.64% 54

Other funds holding PFX

AFG
American Financial Group Cincinnati, Ohio $284M AUM 12.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return
AM
Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return
WFI
West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

Rivernorth Capital Management's PFX Position: Q2 2016 in Review

Rivernorth Capital Management sold out of PhenixFIN (PFX) in Q2 2016, closing a stake of 41,643 shares — an estimated $5.5M sold.

Rivernorth Capital Management first reported a position in PFX in Q4 2014 and held it in 6 quarters. The position peaked at $13.4M in Q4 2015. 94 funds tracked by Wall St. Rank hold PFX as of Q2 2016.

  • Rivernorth Capital Management reported no remaining PhenixFIN position as of Q2 2016 after selling out during the quarter.
  • Rivernorth Capital Management sold 41,643 PhenixFIN shares in Q2 2016, an estimated $5.5M.
  • Rivernorth Capital Management first reported a position in PhenixFIN in Q4 2014 and held it in 6 quarters.
  • Rivernorth Capital Management's PhenixFIN position peaked at $13.4M in Q4 2015.
  • 94 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2016.

Based on Rivernorth Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.