SNC
FSD

Stifel Nicolaus & Co’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Stifel Nicolaus & Co’s Portfolio FSD Stock Details FSD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$425K Buy
24,240
+3,592
+17% +$62.3K 0.01% 975
2013
Q2 		$363K Buy
+20,648
New +$383K 0.01% 990

Other funds holding FSD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CP
Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Nicolaus & Co's FSD Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) stake by 17% in Q3 2013, buying an estimated $62.3K and bringing the position to 24,240 shares worth $425K. The position accounts for 0.01% of the portfolio, ranked #975.

Stifel Nicolaus & Co first reported a position in FSD in Q2 2013 and has held it in 2 quarters since. 52 funds tracked by Wall St. Rank hold FSD as of Q3 2013.

  • Stifel Nicolaus & Co held 24,240 shares of FIRST TRUST HIGH INCOME LONG/SHORT FUND worth $425K as of Q3 2013.
  • Stifel Nicolaus & Co bought 3,592 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2013, an estimated $62.3K.
  • FIRST TRUST HIGH INCOME LONG/SHORT FUND made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #975 holding.
  • Stifel Nicolaus & Co first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and has held it in 2 quarters since.
  • 52 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.