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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

52 hedge funds and large institutions have $138M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

16% more capital invested

Capital invested by funds: $120M → $138M (+$18.7M)

13% more funds holding

Funds holding: 4652 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
20
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.7M -$21.3K -1,230 -0.1%
Wells Fargo
2
Wells Fargo
California
$14.5M +$5.8M +334,699 +68%
Bank of America
3
Bank of America
North Carolina
$10.5M +$3.38M +195,185 +48%
CP
4
Camelot Portfolios
Ohio
$9.08M +$56.4K +3,251 +0.6%
U
5
UBS
Switzerland
$7.73M -$1.13M -64,986 -13%
AAM
6
Advisors Asset Management
Colorado
$6.42M -$37K -2,136 -0.6%
GC
7
Guggenheim Capital
Illinois
$6.41M -$4.63M -266,824 -42%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$6.25M +$2.23M +128,749 +56%
PRCM
9
Pine River Capital Management
Minnesota
$5.4M +$2.77M +159,894 +108%
RJA
10
Raymond James & Associates
Florida
$4.47M -$944K -54,468 -18%
Invesco
11
Invesco
Georgia
$3.76M -$405K -23,378 -10%
TAM
12
Third Avenue Management
New York
$2.91M +$2.88M +166,114 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.83M +$616K +35,561 +28%
RCM
14
Rivernorth Capital Management
Florida
$2.65M +$2.62M +150,872 New
LPL Financial
15
LPL Financial
California
$2.14M -$934K -53,876 -31%
BTS
16
BB&T Securities
Virginia
$2.1M +$17.9K +1,032 +9%
OC
17
Oppenheimer & Co
New York
$1.75M -$79.1K -4,562 -4%
SCM
18
Saba Capital Management
New York
$1.43M +$1.42M +81,758 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.43M +$140K +8,054 +11%
Comerica Bank
20
Comerica Bank
Texas
$1.13M +$415K +23,961 +59%
CA
21
Cornerstone Advisors
North Carolina
$1.07M -$380K -21,941 -26%
FHC
22
First Heartland Consultants
Missouri
$1.05M +$579K +33,388 +201%
Deutsche Bank
23
Deutsche Bank
Germany
$936K +$284K +16,411 +44%
Goldman Sachs
24
Goldman Sachs
New York
$907K +$896K +51,700 New
MIG
25
Mariner Investment Group
New York
$803K +$430K +24,797 +118%

FSD Hedge Fund Activity: Q3 2013 in Review

52 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q3 2013, worth a combined $138M — up 16% from $120M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FSD positions and 4 closed out — a net gain of 7 holders — while 20 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.8M. The largest seller was Guggenheim Capital, cutting an estimated $4.63M.

  • 52 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q3 2013, up from 46 in Q2 2013.
  • Funds reported $138M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q3 2013, up 16% quarter-over-quarter.
  • 11 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q3 2013 and 4 closed out, a net change of +7 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q3 2013 was Wells Fargo, an estimated $5.8M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q3 2013 was Guggenheim Capital, an estimated $4.63M sold.

Based on aggregated 13F filings for Q3 2013.